Chief Internal Auditor Resume
Summary : As a Chief Internal Auditor, communicated the internal audit plans and resource requirements, including interim changes, to the Audit Committee for review and approval and to the board, directly and through subordinated, managed, and directed an effective and timely execution of the audit plan and the SOX plan.
Skills : Audit, Assurance Expertise.
Description :
- Provided leadership, administration, training, direction and guidance for all Internal Audit and SOX staff and the Audit and SOX activities of the Bank.
- Ensured resources of the Internal Audit and SOX departments are efficiently and effectively deployed.
- Managed relationships with any co-sourced or outsourced audit service providers.
- Shared information and coordinates activities with other internal and external providers of relevant assurance and consulting services to ensure sufficient coverage and minimize duplication of efforts while managing cost.
- Established risk-based plans to determine the priorities of the Internal Audit Department, consistent with the organization goals.
- Identified and assessed internal control weaknesses, audit exceptions and inefficiencies, and makes recommendations for improvement.
- Repored should also include significant risk exposures and control issues, corporate governance issues, and other matters needed or required by the Audit Committee, board, and senior management.
Experience
10+ Years
Level
Senior
Education
Bachelor's degree in Accounting
Chief Internal Auditor Resume
Summary : As a Chief Internal Auditor, evaluated and recommended procedures and internal controls to ensure compliance with laws, policies, and procedures, competently investigated fraud.
Skills : Regulatory Compliance, Risk Management.
Description :
- Responsible for monitoring and reporting on audit progress, findings, and remediation efforts to senior management and board of directors, highlighting areas of concern and opportunities for improvement.
- Responsible for performing towards achieving anticipated results and Audit Division goals.
- Responsible for conducting special investigations, fraud examinations, and compliance reviews as needed, maintaining confidentiality and integrity throughout the process.
- Responsible for executing risk-based internal audits across various business functions, including financial operations, compliance, information technology, and operational processes.
- Responsible for evaluating internal controls, financial reporting accuracy, and compliance with policies, procedures, and regulatory requirements.
- Responsible for preparing audit reports, findings, and recommendations, and presented results to management for review and action.
- Responsible for assisting in the development of annual audit plans, audit scoping, and resource allocation to prioritize audit engagements based on risk assessment.
Experience
7-10 Years
Level
Management
Education
Bachelor's degree in Accounting
Chief Internal Auditor Resume
Headline : As a Chief Internal Auditor, established risk-based plans to determine the priorities of the Internal Audit Department, consistent with the organization goals.
Skills : Risk Management, Internal Control Evaluation.
Description :
- Conducted special investigations, forensic audits, and fraud examinations in response to allegations of misconduct, irregularities, or suspected fraud.
- Maintained confidentiality, integrity, and professionalism throughout the investigation process.
- Established and maintained internal audit quality assurance and improvement programs to ensure compliance with professional standards, best practices, and regulatory requirements.
- Monitored audit performance, review workpapers, conduct peer reviews, and implement corrective actions as needed to enhance audit quality and effectiveness.
- Proficiency in conducted internal audits, including planning, risk assessment, audit execution, testing, documentation, and reporting.
- Identified, assessed, prioritized, and mitigated risks across various business areas and processes.
- Ensured that timely and accurate reports are provided to the Audit Committee summarizing audits conducted, significant findings, status of corrective actions, progress on the audit schedule and status of examinations conducted by regulators and external auditors.
Experience
5-7 Years
Level
Executive
Education
Bachelor's degree in Accounting
Chief Internal Auditor Resume
Objective : As a Chief Internal Auditor, performed special projects as directed by the Audit Committee or executive management as appropriate.
Skills : Data Analysis, IT Audit Skills.
Description :
- Responsible for ensuring optimum audit coverage with the external auditor.
- Responsible for reporting audit findings with recommendations to the Chief Officers and Members.
- Responsible for planning, coordinating, and executing comprehensive internal audit programs in alignment with regulatory requirements, industry standards, and organizational goals.
- Responsible for conducting risk assessments, identified control weaknesses, and recommended process improvements to mitigate risks, enhance operational efficiency, and strengthen internal controls.
- Responsible for managing a team of internal auditors, providing guidance, training, and performance evaluations to ensure high-quality audit engagements and deliverables.
- Responsible for collaborating with executive management, audit committee, and external auditors to communicate audit findings, recommendations, and risk mitigation strategies.
- Responsible for developing and maintaining internal audit policies, procedures, methodologies, and audit manuals to ensure consistency and adherence to professional standards.
Experience
2-5 Years
Level
Executive
Education
Bachelor's degree in Accounting
Chief Internal Auditor Resume
Summary : As a Chief Internal Auditor, responsible for determining the organizations needs of the Audit Department. Prepared audit reports detailing findings, recommendations, and corrective actions.
Skills : Communication and Reporting.
Description :
- Responsible for preparing and supervising annual operating budgets.
- Responsible for managing execution of the audit program ensuring efficiency.
- Responsible for coordinating and directing the reporting of auditing reports.
- Responsible for reviewing and evaluating disposition of audit findings suggesting corrective action.
- Responsible for administering preparation, coordination and execution of periodic Audit Committee meetings.
- Responsible for preparing long term audit plans measuring risk factors and evaluating corrective actions.
- Responsible for managing effectively budgets and other allocated resources.
Experience
10+ Years
Level
Senior
Education
Bachelor's degree in Accounting
Chief Internal Auditor Resume
Summary : As a Chief Internal Auditor, led the Audit department professionally ensuring high standard of accuracy, computed, summarized and aggregated audit reports and data.
Skills : Ethical, Professional Conduct.
Description :
- Developed, administered, monitored and adjusted reasonable production schedules.
- Led in the development of a strategic risk-based annual audit plan.
- Established policies and procedures to guide the internal audit activity.
- Ensured that audit policies and procedures are kept current in applicable policy manuals.
- Maintained independence and freedom from interference in determining the scope of internal audits, performing work, and communicating results.
- Obtained competent advice and assistance to resolve issues if the Internal Audit staff lacks the knowledge, skills, or other competencies needed to perform all or part of the audit activity.
- Established credibility within the Bank and develops and fosters partnerships with business line management.
Experience
7-10 Years
Level
Management
Education
Bachelor's degree in Accounting
Chief Internal Auditor Resume
Objective : As a Chief Internal Auditor, directed the universitys independent internal audit program and coordinated a broad range of audit functions in support of the needs of the university.
Skills : Collaboration, Relationship Building.
Description :
- Created and managed a program to deliver financial, operational, performance, and compliance audits as needed.
- Managed a team of professionals to achieve the unit’s responsibilities and goals.
- Reported directly to the Board of Trustees and is managed administratively by the President.
- Expertised in conducting internal audits, risk assessments, and compliance reviews.
- Leveraged my skills and leadership abilities to ensure effective governance, risk management, and internal control processes.
- Developed and implemented comprehensive internal audit plans, strategies, and methodologies based on risk assessments, regulatory requirements, and organizational objectives.
- Determined audit scope, objectives, timelines, and resource allocation for audit engagements.
Experience
2-5 Years
Level
Executive
Education
Bachelor's degree in Accounting
Chief Internal Auditor Resume
Headline : As a Chief Internal Auditor, led and conducted internal audits across various business areas, including financial operations, compliance, information technology, operational processes, and strategic initiatives.
Skills : Risk management, Internal controls.
Description :
- Documented audit findings, observations, recommendations, and conclusions in audit workpapers, reports, and management presentations.
- Identified and assessed key risks, control weaknesses, and potential areas of exposure to fraud, errors, or non-compliance.
- Developed and implemented risk mitigation strategies, control enhancements, and process improvements to address identified risks and strengthen internal controls.
- Conducted compliance reviews to ensure adherence to regulatory requirements, industry standards, contractual agreements, and internal policies.
- Monitored changes in laws, regulations, and industry trends to assess the impact on the organization and recommend compliance measures.
- Planned and executed internal audits in accordance with professional standards and audit policies.
- Conducted interviews, reviewed documents, and performed audit testing to assess control effectiveness and compliance.
Experience
5-7 Years
Level
Executive
Education
Bachelor's degree in Accounting
Chief Internal Auditor Resume
Objective : As a Chief Internal Auditor, communicated audit plans, objectives, findings, recommendations, and risk assessment results to executive management, audit committee, board of directors, and relevant stakeholders.
Skills : Process Improvement, Communication and Presentation.
Description :
- Developed risk management strategies, control frameworks, and risk mitigation plans.
- Understood of regulatory requirements, industry standards, contractual agreements, and internal policies relevant to the organization.
- Conducted compliance reviews, ensuring adherence to regulations, and recommending compliance measures.
- Evaluated financial statements, assess financial risks, and detect anomalies or irregularities.
- Prepared accurate and comprehensive audit reports, management summaries, and presentations.
- Led and supervised a team of internal auditors, providing guidance, training, performance evaluations, and professional development.
- Fostered a culture of integrity, objectivity, accountability, and continuous improvement within the internal audit function.
Experience
2-5 Years
Level
Executive
Education
Bachelor's degree in Accounting
Chief Internal Auditor Resume
Objective : As a Chief Internal Auditor, effectively communicated audit plans, objectives, findings, recommendations, and risk assessment results to stakeholders.
Skills : Team Leadership and Management, Financial Analysis and Reporting.
Description :
- Prepared and delivered clear and impactful audit reports, management summaries, and presentations.
- Analyzed complex issues, identified root causes, and developed practical and effective solutions.
- Made sound decisions based on data, evidence, and professional judgment.
- Experienced with audit software, data analytics tools, and information systems to support audit activities, data analysis, and reporting.
- Changed business environments, priorities, and challenges.
- Prepared and presented audit reports, management summaries, and presentations that effectively communicate audit results, insights, and actionable recommendations.
- Performed audit procedures, tests of controls, substantive testing, and data analytics to assess the effectiveness of internal controls, accuracy of financial reporting, and compliance with policies, procedures, and regulations.
Experience
2-5 Years
Level
Executive
Education
Bachelor's degree in Accounting
