Regulatory Attorney Resume
Summary : As a Regulatory Attorney, practiced in regulatory compliance and legal matters, interpreted and applied regulatory requirements to support business objectives.
Skills : Regulatory Knowledge, Legal Research and Analysis.
Description :
- Responsible for advising clients on regulatory compliance matters related to specific industries/sectors, including specific regulations or areas of focus.
- Responsible for conducting legal research and analysis to interpret regulatory requirements and assess legal risks.
- Responsible for representing clients in regulatory proceedings, negotiations, and disputes with regulatory agencies.
- Responsible for developing and implementing compliance programs and policies to mitigate legal risks and ensure regulatory adherence.
- Responsible for providing legal counsel and training to internal teams on regulatory matters and compliance best practices.
- Responsible for assisting senior attorneys in regulatory compliance matters, legal research, and document preparation.
- Responsible for participating in client meetings, depositions, hearings, and trials under supervision.
Experience
10+ Years
Level
Senior
Education
Juris Doctor (JD)
Regulatory Attorney Resume
Summary : As a Regulatory Attorney, used a computer and other office productivity tools with sufficient speed and accuracy to meet the demands of the job.
Skills : Advisory and Counseling.
Description :
- Ensured accuracy and completeness of submissions.
- Represented clients or the organization in regulatory proceedings, audits, investigations, and enforcement actions.
- Negotiated with regulatory agencies on behalf of clients to resolve compliance issues.
- Developed and implemented compliance programs, policies, and procedures to ensure ongoing regulatory compliance.
- Conducted compliance assessments and audits to identify areas for improvement.
- Provided legal training and education to internal teams, stakeholders, and clients on regulatory requirements, compliance best practices, and legal risks.
- Developed training materials and conducting workshops or seminars.
Experience
7-10 Years
Level
Management
Education
Juris Doctor (JD)
Regulatory Attorney Resume
Headline : As a Regulatory Attorney, responsible for conducting legal analysis and prepared memoranda on regulatory issues, case law, and statutes, responsible for drafting legal documents, pleadings, motions, and briefs for court filings and submissions.
Skills : Communication, Negotiation.
Description :
- Developed strategies to mitigate risks while achieving business objectives.
- Negotiated contracts, agreements, and settlements with regulatory agencies, vendors, partners, and other parties to ensure compliance and protect the organization's interests.
- Collaborated with cross-functional teams, including legal, compliance, operations, finance, and senior management, to address regulatory challenges, develop compliance strategies, and implement solutions.
- Maintained accurate and comprehensive records of regulatory compliance activities, legal documents, correspondence, and communications related to regulatory matters.
- Ensured ethical conduct and compliance with legal and regulatory standards in all activities.
- Upheld professional standards of integrity, confidentiality, and legal ethics.
- Supported life-cycle management of company products including compound development, clinical development, NDA submission, and commercialization.
Experience
5-7 Years
Level
Executive
Education
Juris Doctor (JD)
Regulatory Attorney Resume
Objective : As a Regulatory Attorney, responsible for conducting due diligence reviews and risk assessments for clients in regulatory matters. Provided legal advice and guidance to clients or internal teams on regulatory compliance matters.
Skills : Problem-Solving, Attention to Detail.
Description :
- Interpreted and applied complex regulations relevant to the industry or sector.
- Conducted legal research to stay updated with current laws, regulations, and guidelines that impact clients or the organization.
- Analyzed regulatory developments and their potential impact.
- Reviewed contracts, agreements, and legal documents to ensure compliance with regulatory requirements.
- Drafted and revising contracts to address regulatory concerns and mitigate legal risks.
- Assisted clients or the organization in preparing and filing regulatory documents, submissions, and notifications required by regulatory agencies.
- Assessed legal and regulatory risks associated with business operations, transactions, and initiatives.
Experience
2-5 Years
Level
Executive
Education
Juris Doctor (JD)
Regulatory Attorney Resume
Objective : As a Regulatory Attorney, assisted with the management of on-site examinations and sweeps, conducted legal research and provide timely and accurate legal advice regarding state and federal insurance laws and regulations to internal clients.
Skills : Regulatory Compliance, Legal Research and Analysis.
Description :
- Served as legal representative on grants committee (IIS and CME), label review group, material review board, and managed access committee.
- Managed miscellaneous corporate transactional matters, including mergers and acquisitions, entity formation, due diligence, securities, and financial matters.
- Provided counsel on import-related enforcement actions, including responses to FDA Notices of Detention, Import Alerts, and FDA/customs releases.
- Instructed/worked with/managed external counsel.
- Assisted with regulatory requests and examinations.
- Advised on new regulations and internal implementation.
- Managed regulatory documentation, databases, and records to ensure completeness, accuracy, and accessibility for audits and compliance purposes.
Experience
2-5 Years
Level
Executive
Education
Juris Doctor (JD)
Regulatory Attorney Resume
Summary : As a Regulatory Attorney, advised businesses and control functions on Bank Holdings Company Act matters, reviewed transactional structures and authority determinations.
Skills : Compliance Oversight, Project Management, Ethics and Integrity.
Description :
- Participated in firm and industry advocacy efforts.
- Assisted in the negotiation and management of key strategic partnerships.
- Assisted in the design, development and execution of digital consumer financial products and services.
- Provided general advice and counsel on a full range of consumer regulatory issues, with a particular focus on credit, data governance and servicing issues.
- Worked with subject matter expert lawyers regarding the structuring, negotiation and execution of complex transactions.
- Reviewed of marketing materials and development of legal disclosures and product terms.
- Monitored developments in technology law and regulation with a focus on the intersection of technology and consumer finance.
Experience
7-10 Years
Level
Management
Education
Juris Doctor (JD)
Regulatory Attorney Resume
Objective : As a Regulatory Attorney, understood and ensured compliance with relevant laws, regulations, and standards in the industry, experienced in preparing and submitting regulatory documents, such as pre-market notifications, product registrations, and other submissions required by regulatory agencies.
Skills : Cross-Functional Collaboration, Communication and Presentation Skills.
Description :
- Assessed regulatory risks and develop strategies to mitigate them, ensuring business continuity and compliance.
- Worked effectively with teams across departments like R&D, quality assurance, legal, and marketing to ensure regulatory compliance throughout the product lifecycle.
- Developed and implemented strategies to support product approvals, market access, and overall regulatory compliance goals.
- Stayed updated with industry regulations, trends, and best practices to inform regulatory strategy and decision-making.
- Effectively communicated regulatory requirements and implications to internal teams, external stakeholders, and regulatory agencies.
- Maintained accuracy and precision in regulatory documentation, submissions, and compliance activities.
- Identified regulatory challenges and finding practical solutions to address them while maintaining compliance and business objectives.
Experience
2-5 Years
Level
Executive
Education
Juris Doctor (JD)
Regulatory Attorney Resume
Headline : As a Regulatory Attorney, analyzed regulatory data, trends, and changes to assess their impact on business operations and regulatory compliance.
Skills : Negotiation and Advocacy, Risk Assessment and Mitigation.
Description :
- Developed and delivered regulatory training programs to educate employees on compliance standards, policies, and procedures.
- Planned, assigned, monitored, reviewed, evaluated the work of support team in connection with assignments.
- Coached and mentored others, including providing guidance and direction to the legal department.
- Attended to regulatory matters involving the organization and its subsidiaries, including SEC, FINRA, and state regulatory inquiries, investigations and enforcement actions and keeps management apprised of developments.
- Assisted others in developing, preparing and presenting case theories and strategies.
- Maintained currency in securities regulatory law.
- Worked collaboratively with other Southwest departments to assist in drafting and reviewing internal communications regarding operational or regulatory issues.
Experience
5-7 Years
Level
Executive
Education
Juris Doctor
Regulatory Attorney Resume
Headline : As a Regulatory Attorney, responsible for advancing concepts, principles and practices of corporate and regulatory law, responsible for advancing investment concepts, practices and procedures used in the financial securities industry.
Skills : Compliance Program Development, Client Counseling and Representation.
Description :
- Prepared and delivered written and oral presentations to all associates including senior management on legal and regulatory issues.
- Gathered information, identify linkages and trends and apply findings to assignments
- Handled stressful situations, a diverse case load and provide a high level of customer service in a calm and professional manner.
- Provided legal counsel, guidance, and training regarding applicable laws, regulations, and policies to multiple departments within the Company, focusing on both day-to-day operational issues and long-term strategy.
- Reviewed and provided legal guidance on international legal issues such as import/export compliance, cargo requirements over international borders, international permit renewals, international certificate-based work, and new international routes and approvals.
- Provided guidance to Network Planning on a range of issues, including access plans and related agreements.
- Worked with Government Affairs on slots, grants, and assurances.
Experience
5-7 Years
Level
Executive
Education
Juris Doctor
Regulatory Attorney Resume
Summary : As a Regulatory Attorney, assisted in review of policies and procedures to ensure compliance with applicable regulations, provided legal counsel and responds to agency (FAA, CBP, TSA) requests for information, investigations, and general inquiries including review and approval of records requests.
Skills : Contract Drafting and Review, Litigation and Dispute Resolution.
Description :
- Assisted with a broad range of audits, investigations, and enforcement matters, sometimes in collaboration with outside counsel and appropriate Southwest departments, (agency audits, whistleblower complaints, DOT complaints, aircraft accidents or incidents, agency enforcement actions), including E-Discovery and document preservation, witness preparation, and responsive correspondence.
- Helped to research applicable laws and respond to subpoenas, and other requests for Southwest records or witnesses related to operational or regulatory matters.
- Assisted in review and response to Notices of Proposed Rulemaking, draft policy documents (FAA, TSA, CBP, NTSB), and petitions for exemptions from regulatory requirements.
- Provided legal counsel to other Southwest departments regarding federal, state, and local environmental and noise issues.
- Exercised judgment sufficient to handle and resolve issues related to sensitive and confidential legal matters.
- Willingness to gained expertise and perform work in new areas of the law.
- Communicated and interacted with others in the English language to meet the demands of the job.
Experience
7-10 Years
Level
Management
Education
Juris Doctor
