Bank Auditor Resume
Objective : Experience as a past Auditor, street sweeping/flagger, and assistant catering. Searching for a position that may combine or highlight vast experiences with knowledge of community street repair and sweeping with knowledge of manufacturing. Analytical, problem solving, team worker, supervision, training, detail oriented, computer literate.
Skills : DOS,CPX, Perceptive, Guidewire, Claims Processing, Adjuster.
Description :
- Reviewed and verified all new account information and documentation for accuracy, completeness and compliance with regulations and internal policies.
- Monitored financial reporting policies and procedures, and making appropriate recommendations to management Evaluating financial information for adherence to generally accepted accounting standards to verify the accuracy of information as reported Identify discrepancies and generate exceptions reports for those accounts opened with missing documentation.
- Contacted branch's manager so he/she can contact customers and/or Account Officers to obtain and complete deficient account information.
- Followed up pending new account exceptions/discrepancies and keep record of those.
- Prepared statistical reports for accounts processed by the bank's branch Report possible suspicious sources of funds of new accounts to Account Monitoring and follow up with account officer when an account is confirmed as suspicious.
- Conducted audits to ensure compliance to bank procedures Monitored financial reporting policies and procedures.
- Oversaw all teller operations including supervising and providing work direction to Tellers to assure that customers are provided with accurate information and courteous, efficient service in regard to customer/Bank transactions.
Experience
0-2 Years
Level
Entry Level
Education
BBA
Bank Auditor Resume
Headline : As an Bank Auditor, planned and engaged in financial assessments of business processes, debts, and assets, and determine financial standings while ensuring that best accounting and auditing practices are followed at all times.
Skills : Microsoft Office,Tally, Genius & Other Customer Oriented Software.
Description :
- Ensured banks were in compliance with Panamanian laws and international recommendations (Financial Action Task Force).
- Performed analysis in M.B.A.
- Traded companies with the objective of recommending to buy or sell the stock.
- Studied and traced a currency pair (Costa Rica's Colon and the United States Dollar) to determine fluctuation factors.
- Chartered Financial Analyst- Currently preparing for the Chartered Financial Analyst (CFA) program.
- Balanced daily the vault cash and ATM cash and reconcile errors.
- Ensured quality service by providing education and training in regard to the Teller referral program, referring products / services, calling the customer by name, smiling at the customer, etc.
Experience
5-7 Years
Level
Senior
Education
BBA
Bank Auditor Resume
Objective : Bank internal auditor is responsible for performing objective, independent, and reliable assessments of the effectiveness of a banks risk management activities, its compliance with applicable regulations, and its internal control-environment.
Skills : Knowledge Of Banking Regulations, Laws, and Accounting Principles.
Description :
- Handled payments and changed addresses for current clients.
- Closed accounts and checked for employee work to make sure all payments posted correctly.
- Collaborated with fellow employees to implement current changes to an account.
- Planned to make sure the employees worked well with one another.
- Helped modify any changes to any current client accounts.
- Met and worked with employees to create a healthy work environment.
- Led audits across the corporate and investment bank business units, covering key areas of risk - working closely with Australian and global audit colleagues.
Experience
2-5 Years
Level
Junior
Education
BBA
Bank Auditor Resume
Summary : As an Bank Auditor, improved the banks operations and ensuring it complies with major regulations by carrying out thorough assessment and improvement on the effectiveness of the banks control, risk management, and governance processes.
Skills : Analytical And Critical Thinking.
Description :
- Reported to the Controller, President, and Audit Committee.
- Serviced bank accounts, gained new clients, organized loan information.
- Responsibility of internal auditing records.
- Worked directly for SVP Michael A Gallagher Prepared improvement recommendation reports related to the five Head Office.
- Audited the Cash Accounts for approximately 200+ Jones Retail Corporation stores (on ReconNet reconciliation system).
- Researched discrepancies.
- Performed complete cash audits for full service commercial bank and 13 branch offices.
Experience
7-10 Years
Level
Senior
Education
BBA
Bank Auditor Resume
Objective : As an Bank Auditor, responsible for all audit project management activities of the bank, as well as for planning, developing, and scoping the audit test plan. Built strong relationships with numerous key stakeholders.
Skills : Communication And Interpersonal Skills, Project Management.
Description :
- Reported to the Controller, President, and Audit Committee.
- Conducted bank audits of five large financial institutions in Baghdad, Iraq.
- Reviewed bank transcripts, balance sheets, deposits, and company records.
- Reported directly to the regional manager of compliance, and served as a trainer for new employees in the department.
- Specialized in auditing Trust Department accounting operations and individual trust portfolio accounts.
- Performed test on both the functioning of specific internal control procedures and transactions.
- Performed review on established systems for ensuring codes of conduct, compliance with regulatory and legal requirements, and the implementation of procedures and policies.
Experience
0-2 Years
Level
Entry Level
Education
BBA
Bank Auditor Resume
Summary : As an Bank Auditor, improved ability to evaluate risk, incorporate risk attributes into the internal audit program, and record field work in a manner that links recommendations and improvement opportunities to control and risks.
Skills : Written And Verbal Communication Skills.
Description :
- Examined and evaluated the effectiveness and adequacy of the internal control systems.
- Performed review of the effectiveness and application of risk assessment methodologies and risk management procedures.
- Reviewed financial and management information systems, including the electronic banking services and electronic information system.
- Reviewed financial reports and accounting records for accuracy and reliability.
- Performed review of means, techniques, or methods of safeguarding assets.
- Performed review of system applied by the bank in evaluating its capital vs estimated risk.
- Performed evaluation of the economy and operational efficiency.
Experience
10+ Years
Level
Consultant
Education
BBA
Bank Auditor Resume
Summary : As an Bank Auditor, operated process includes assessing certain areas for compliance with relevant laws and evaluating how effective this department has been at implementing its controls into practices.
Skills : Certified Internal Auditor (CIA), Certified Public Accountant (CPA).
Description :
- Recommended process improvements for internal audit processes and procedures to improve internal controls.
- Established strong work relationships with Global Wealth Management business management and other control groups (risk management, compliance, legal).
- Performed continuous audit coverage and relationship management within Global Wealth Management (including wealth advisory services with a specific focus on broker/dealers and brokers / registered investment advisory).
- Assessed the control environment of our CIB businesses based in Kuala Lumpur, with a view to providing recommendations to local management for improvement where weaknesses are identified.
- Executed audit independently and efficiently within defined targets.
- Identified risks and prioritize audit work as part of a risk based audit program.
- Partnered with other groups within Audit to ensure the delivery of a seamless program of audit coverage.
Experience
10+ Years
Level
Management
Education
BBA
Bank Auditor Resume
Headline : As an Bank Auditor, managed account records, issuing invoices, purchases and handling payments. Provided assistance with payroll administration. Involved providing assistance to assigned bank examiners and external auditors, and ensuring that their examinations are completed efficiently and promptly.
Skills : Attention to detail, Reporting research results, Thoroughness.
Description :
- Performed and controlled the full audit cycle including risk management and control management over operations effectiveness, financial reliability and compliance with all applicable directives and regulations.
- Determined internal audit scope and develop annual plans.
- Obtained, analysed and evaluated accounting documentation, previous reports, data, flowcharts etc.
- Prepared and presented reports that reflect audits results and document process.
- Act as an objective source of independent advice to ensure validity, legality and goal achievement.
- Identified loopholes and recommend risk aversion measures and cost savings.
- Maintained open communication with management and audit committee.
Experience
5-7 Years
Level
Senior
Education
BBA
Bank Auditor Resume
Summary : As an Bank Auditor, operated process includes assessing certain areas for compliance with relevant laws and evaluating how effective this department has been at implementing its controls into practices.
Skills : Presentation skills, Financial software, Corporate finance.
Description :
- Documented process and prepare audit findings memorandum.
- Conducted follow up audits to monitor managements interventions.
- Engaged to continuous knowledge development regarding sectors rules, regulations, best practices, tools, techniques and performance standards.
- Protected assets by ensuring compliance with internal control procedures and regulations.
- Ensured compliance with established internal control procedures by examining records, reports, operating practices, and documentation.
- Verified assets and liabilities by comparing items to documentation.
- Completed audit workpapers by documenting audit tests and findings.
Experience
10+ Years
Level
Executive
Education
BBA
Associate Bank Auditor Resume
Summary : As an Bank Auditor, prepared the proposals/ amendments in a time bound manner (ensure TAT), which includes gathering of all relevant information from the client and debtor and identifying the issues and risks and addressing them. Presented the proposal / amendments before the sanctioning authority for approval.
Skills : Legal compliance, Integrity, Documentation skills.
Description :
- Appraised adequacy of internal control systems by completing audit questionnaires.
- Maintained internal control systems by updating audit programs and questionnaires, and recommending new policies and procedures.
- Communicated audit findings by preparing a final report and discussing findings with auditees.
- Complied with federal, state, and local security legal requirements by studying existing and new security legislation, enforcing adherence to requirements, and advising management on needed actions.
- Prepared special audit and control reports by collecting, analyzing, and summarizing operating information and trends.
- Maintained professional and technical knowledge by attending educational workshops, reviewing professional publications and content, and participating in professional societies.
- Researched companies in detail prior to commencing the auditing process.
Experience
7-10 Years
Level
Management
Education
BBA
