Compliance Auditor Resume Samples

The job responsibility of a Compliance Auditor is to ensure that the company adheres to the federal and state regulations pertaining to its business. The job description entails the professional to review and enforce prescribed standard compliance and regulations and even the company’s internal guidelines. The other core duties are mentioned on the Compliance Auditor Resume as follows – conducting audits in various areas including finance, accounting and IT; managing both internal and external audit work, reviewing all records and important documents, recommending changes if the company’s operations are not in compliance with stated regulations, identifying risks and reviewing risk assessment studies.

Employers want candidates with these skills – a good understanding of business operations and practices; knowledge of relevant software used by the industry; ability to understand the level of risks, and complete knowledge of compliance issues and addressing such issues. A Bachelor’s degree and an industry-specific certification like a Certified Internal Auditor is commonly seen on successful resumes.

Compliance Auditor Resume example

Compliance Auditor Resume

Headline : Over 18 years of experience, that includes public and private corporate accounting, tax and audit. Goal oriented professional combining extensive knowledge of GAAP, GAAS, SOX, project accounting, and client service principles. Excellent interpersonal skills coupled with dynamic analysis and technical expertise.

Skills : Compliance, Auditing, Mathematics, Microsoft Suite.

Description :

    1. Performed compliance audits on loans in process, pre-closing and post-closing for all Retail, Wholesale and Construction Perm loans.
    2. Performed off-site compliance audits in branch offices.
    3. Compiled closed loans for third-party audits each month.
    4. Reviewed the third party audit findings and created reports by a branch location to ensure the highest level of adherence to compliance guidelines.
    5. Created an equitable working relationship between the Compliance Department and Loan Officers and Processors.
    6. Developed a streamlined process to prepare files submitted for third party audits.
    7. Skills Used Communication skills, written and orally used to develop good working relationships within the organization.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
Finance


Sr. Compliance Auditor Resume

Summary : Driven and self-motivated Certified Professional Coder (CPC) with over 8 years experience in Medical Coding. 1+ year experience in HCC/Risk Adjustment Coding. Accountable, detail oriented with excellent time management skills and strong attention to detail.

Skills : Microsoft and Excel proficient.

Description :

    1. Reviewed and analyzed contractors' monthly, quarterly and annual reports.
    2. Notified contractors of identified discrepancies and worked with contractors and department personnel to resolve discrepancies.
    3. Requested corrective action plan and assessed liquidated damages for contract non-compliance when warranted.
    4. Responded daily to telephone inquiries and written correspondence from members, contractors and other entities regarding program, regulations and fiscal policies and claims processing guidelines.
    5. Received, researched and addressed complaints daily regarding program services.
    6. Coordinated and conducted annual on-site audits of contractors to determine compliance with contract.
    7. Facilitated on-site audit entrance and exit conferences with contractors.
Years of Experience
Experience
7-10 Years
Experience Level
Level
Management
Education
Education
Master Of Education


Jr. Compliance Auditor Resume

Objective : Highly dedicated and motivated person with exceptional interpersonal and intercultural communication skills. Experiences to better comprehend data and analyze systems.

Skills : Customer Service Skills, Real Estate, Retail Management.

Description :

    1. Audit organizations ranging in size and complexity from various industries.
    2. Establish and maintain professional relationships as the main point of contact with employers being audited.
    3. Interact with personnel from all levels of an organization and maintain open lines of communication throughout entire audit process.
    4. Performed dozens of field and in-house pension audits on Western Conference of Teamsters Pension Trust Fund accounts.
    5. Co-develop new version of training process for UPS Pacific Coast Benefits Trust audits.
    6. Train and oversee new auditors performing audits on UPS Pacific Coast Benefits Trust accounts and Western Conference of Teamsters Pension Trust accounts.
    7. Lead Auditor on multiple UPS accounts simultaneously.
Years of Experience
Experience
2-5 Years
Experience Level
Level
Junior
Education
Education
Business Administration

Lead Compliance Auditor Resume

Summary : Top performing with over 25 years experience in the Mortgage industry, proven track record of closing, post-closing, auditing, funding and shipping with a comprehensive understanding of closing policies and procedures.

Skills : Typing, 55 wpm, Data entry, 10-key calculator, Multi-line.

Description :

    1. Reviewed and Audited closed loan documents for compliance, completeness and accuracy.
    2. Completed investor and company checklist on every closed loan.
    3. Requested additional documentation that was missing.
    4. Assembled closing/credit file upon receipt of closed loans to be shipped to the investors in a timely manner.
    5. Provided support to internal and external customers following up on any documentation outstanding prior to the loan being sold to an investor in a timely manner.
    6. Tracked down any closed loan documents that had not been received.
    7. Maintained reports and records as required.
    8. Set up loans to be sold in the Secondary Market .Shipped final recorded documents to investors on a weekly basis.
Years of Experience
Experience
7-10 Years
Experience Level
Level
Management
Education
Education
Business Administration

Asst. Compliance Auditor Resume

Summary : Proven innovative and resourceful thinking capabilities used to develop job aids resulting in increased productivity and accuracy. Operates with a strong sense of urgency and thrives in a fast-paced setting. Accustom to changing environments and duties.

Skills : Communication Skills Analytical/Research Skills Problem.

Description :

    1. Perform Title IV compliance monitoring reviews in accordance with U.S.
    2. Investigate lapsed days reports to identify system issues and training opportunities.
    3. Assist in preparing audit responses to outside agencies including those performed by independent CPA firms.
    4. Special projects with intense deadline expectations were introduced weekly to explore business practices outside the realm of normal review.
    5. Streamlined the lapsed days reports and review process for automation capabilities.
    6. Transformed the process to excel format which allowed standardized computer reporting and eliminated enormous printing expenses.
    7. Unified a team of 18 co-workers in the support and execution of this vision.
Years of Experience
Experience
7-10 Years
Experience Level
Level
Management
Education
Education
Associates In Psychology

Compliance Auditor III Resume

Summary : To obtain a customer service position utilizing management, administrative and customer service skills to best benefit the company.

Skills : Microsoft Office Suite, Project Management, Auditing.

Description :

    1. Involved review and approval of initial and recertification of all LIHTC files for five Apartment Communities.
    2. Responsible for training employees on all sites regarding the LIHTC eligibility process, beginning with prospect calls through completing the application.
    3. Prepared each site for all DCA, Bank and Investor Audits and responsible for overseeing on-site management for corrections and cure for any findings.
    4. Assisted Corporate with new property acquisitions by completing file due diligence.
    5. Responsible for reviewing and approving all monthly DCA and Bond Reports.
    6. Determined which on-site managers receive monthly compliance bonus.
    7. Maintain yearly training for HCCP designation.
Years of Experience
Experience
7-10 Years
Experience Level
Level
Consultant
Education
Education
Accounting

Compliance Auditor II Resume

Summary : Extensively experienced and highly educated, goal-oriented Clinical Documentation and Compliance Auditor with over seven-year demonstrated records of leading establishment and management of clinical documentation, coding training, compliance audit, accounting, and financial management; proven expertise in driving efficiency and productivity through evaluation of management systems and process improvements.

Skills : Project Management, Report Preparation.

Description :

    1. Performed medical review, third party payer appeals, and report preparation.
    2. Administer compliance plan and conducted personnel training.
    3. Participated in Joint Commission of Accreditation of Healthcare Organizations (JCAHO) accreditation activities.
    4. Conducted internal audits, documented internal controls strengths and weaknesses, developed recommendations, and monitored corrective action plan.
    5. Interacted with independent CPA firms in annual financial statements audit.
    6. Performed special projects and conducted research and provided reports to senior management and officials.
    7. Performed financial analysis and provided decision making information.
Years of Experience
Experience
7-10 Years
Experience Level
Level
Executive
Education
Education
MBA In Accounting

Compliance Auditor I Resume

Headline : Proven ability to identify problems, establish solutions with follow-through in the billing, appeals and overall revenue cycle processes. Develop departmental policies relating to physician billing, coding, collections and documentation.

Skills : Word processing, Telephone Skills, Mircosoft office, Ten Key By Touch.

Description :

    1. Develop, coordinate, and conduct appropriate compliance education and training programs.
    2. Monitor coding updates and emerging issues related to multi-specialty areas.
    3. Work closely with Compliance Manager to ensure that audits and training of physicians, residents and fellows are performed in a timely manner.
    4. Annually audit physicians coding and documentation.
    5. Schedule meetings to discuss audit findings with physicians and support staff.
    6. Educate newly hired physicians regarding compliance and documentation.
    7. Assist IT Department in initial training and re-educating the physicians and support staff on the use of EHR in the NextGen system.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
Healthcare Management

Compliance Auditor/Specialist Resume

Headline : Strong and effective communicator and listener with clear and concise writing skills, as well as interpersonal skills Critical and analytical problem solver who has the ability to learn quickly and adapt to change Detail-oriented professional, with experience in a deadline-driven environment, who can lead and direct teams by delegating tasks and responsibilities.

Skills : Proficient in Microsoft Suite, Lexis Nexis, Westlaw, Legal Research.

Description :

    1. Perform compliance on approximate 1500 units layered with HTC, HUD and HOME.
    2. Daily file reviews for initial certifications, interims and recertifications.
    3. Strictly adhere to state and federal guidelines, as well as company policies.
    4. Provide Daily technical support to the sites via telephone, email and routinely visits.
    5. Assist property managers with staff training, forms and guideline implementation.
    6. Prepare sites for audits, and assist in due diligence for new acquisitions.
    7. Participate in audit correction process and required reports.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
Real Estate

Compliance Auditor/Supervisor Resume

Headline : Motivated, personable business professional with college degrees and a successful 8-year track record of experience in the health insurance industry. A multi-skilled professional with a track record of managing complex functional projects. Demonstrated history of producing accurate, timely reports meeting stringent HMO and insurance guidelines.

Skills : Analyzing Records, Audit, Cash Management, Collections, Compilation & Review.

Description :

    1. Audited internal reimbursement documents, including receipts, vendor invoices, and expense reports.
    2. Used Excel pivots and lookups to ensure complete and proper expense reports have been submitted.
    3. Ensured that all policies and Standard Operating Procedures were adhered to.
    4. Conducted audit testing of specified area and identified reportable issues and dimension of risk.
    5. Prepared reports with recommendations for procedures or process improvements.
    6. Consistently met tight timelines and complied with all company regulations.
    7. Provided support and assistance for external audits.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
Bachelor Of Business

Compliance Auditor/Accountant Resume

Headline : Professional LVN with extensive nursing experience, as outlined in the enclosed resume. Seeking a challenging position that utilizes knowledge and skills with potential for professional growth.

Skills : Excel And Outlook, Customer Service, Computer Skills, Accounting, Auditing.

Description :

    1. Create and maintain audit procedures as team lead.
    2. Responsible for auditing new and updated account documentation.
    3. Create exceptions on errors or missing documentation.
    4. Clear exceptions when Account Service Representatives complete documentation on accounts.
    5. Complete special reports as required on financial documents and accounts to present to Branch Managers, Senior Managers, and the Board of the bank.
    6. Audit debit card processing report to ensure accuracy.
    7. Assist in modifying current procedures and creating new procedures.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
Finance

Compliance Auditor Resume

Headline : Professional with seven years of laboratory and auditing individuals' in quality assurance of highly regulated environments (FDA, EU, ISO, etc.). Certified Quality Auditor for three years.

Skills : Experience with Trackwise, AS400, and SAP. Leadership.

Description :

    1. Provided continuous education for physicians on documentation guidelines.
    2. Conducted quarterly education sessions with physicians to review audit results.
    3. Responsible for responding to compliance issues.
    4. Audited records requested by the Medical Review of NC.
    5. Reviewed financial billing statements for accurate coding.
    6. Provided accurate and timely assignment of ICD-9-CM & CPT coding of facility and hospital charges.
    7. Reviewed the Local Medical Review Policies for medical necessity.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
Bachelor Of Science