Investment Specialist Resume
Headline : Results-driven, dependable professional seeking a position as an Administrative Assistant. Bringing strong clerical abilities and brilliant customer service skills to keep the office organized.
Skills : Analytical Skills, Technical Skills.
Description :
- Handled customer requests, complaints, basic investment inquiries, mutual fund transactions, and account maintenance.
- Calmed angry callers, repair trust, locate resources for problem resolution, and design best-practice solutions.
- Interfaced daily with internal partners in processing, technical support, new business, operations, and management divisions.
- Provided investment information related to new products, regulatory issues, and new policies by identifying and conveying issues.
- Identified customers' investment needs by basic financial planning modules; providing different investment products to attain successfully identified needs.
- Developed alternative procedures of business development to draw new assets and attain planned goals.
- Conducted a partnership with technical support in line with documented procedures.
- Officially commended for the initiative, enthusiasm, tenacity, persuasiveness, intense customer focus, and dependability in performance evaluations.
Experience
5-7 Years
Level
Executive
Education
Diploma
Investment Specialist II Resume
Headline : Lead for multiple teams, monitoring of workflows, quality control, escalations Accomplished brokerage operations training manager and process specialist Known for extensive knowledge.
Skills : Customer Service, Financial Management, Telephone Skills.
Description :
- Handled the processing and paperwork for the financial consultants.
- Assisted on many issues for the financial consultants on a daily basis, ensuring that policies and procedures were followed.
- Served as a backup to the Operations Manager as an authorized principal with the responsibility to approve new accounts and other daily requests.
- Entered trades for financial consultants and outside money managers.
- Responsible for all managed account billing, including invoicing the fees and also issuing checks as payment to the outside managers.
- Worked on daily reports analyzing any potential problems and worked with the financial consultants and management to correct them.
- Managed a book of business consisting of 150+ clients with $50 million-plus in assets under management.
Experience
5-7 Years
Level
Executive
Education
Bachelor Of Science
Investment Specialist III Resume
Summary : Obtain a position with an organization where can use natural sales acumen to develop a career in business development and client services.
Skills : Technical Skills, Analytical Skills.
Description :
- Preferred Transition Specialist Lead the end to end ownership of sales to service support for account holders and beneficiaries.
- Managed and developed the client segment by consulting clients through inbound and outbound calls.
- Applied expert financial planning knowledge, with specific attention to tax, law, and estate planning.
- Responsible for detailed client profiling, consulting on financial planning and wealth management disciplines, placing trades.
- Consisted of the top tier for call audits, asset retention, and productivity metrics.
- Participated in training and mentoring of new hires in multiple sites through share point presentations and teleconference meetings.
- Completed a six-month Leadership Development Program for a management role.
Experience
10+ Years
Level
Senior
Education
Finance
Sr. Investment Specialist Resume
Summary : To obtain a position with a company where may leverage sales experience, relationship management skills and background in finance, which will allow to achieve company growth objectives.
Skills : Operating Management Systems, Critical Thinking.
Description :
- Dedicated business within Asset Management at JPM, and was responsible for both advising clients on investments.
- Adhered to their IPS, as well as partnering with a banker to acquire new assets.
- Covered most of the domestic market, and spent a good deal of traveling to visit with the existing clients.
- Responsible for adhering to the clients IPS and managing their portfolio in accordance.
- Worked with UNHW individuals and families.
- Built a dedicated business to focus on Endowments, Foundations, and various not-for-profits.
- Partnered with teams across and brought in a significant amount of new AUM.
Experience
10+ Years
Level
Senior
Education
B.A
Investment Specialist/Representative Resume
Summary : An experienced business operations professional with broad-based experience in Relationship Management, Operations, and Compliance within Wealth Management, Securities Broker.
Skills : Technical Skills, Organization Skills.
Description :
- Responsible for all investment goals assigned to six branches of Sovereign Bank New England.
- Recognized as a regional leader in selling mutual funds, annuities, and life insurance products to bank clients and small businesses.
- Conducted multiple seminars and investment focus days for bank clients and employees.
- Relationship management between myself, bank employees, wholesalers, and clients enabled me to work in multiple locations.
- Acted as a mentor for the licensed bank employee program to assist in the generation of investment referrals.
- Developed a successful training program to effectively.
- Recruited and retained licensed bank employees within the region consisting of more than sixty branches.
Experience
10+ Years
Level
Senior
Education
Diploma
Investment Specialist/Co-ordinator Resume
Summary : Accomplished Customer Service Advocate seeking to utilize an extensive background in Customer Service, Investigation, Claim investigation, and/or Business Management.
Skills : Critical Thinking, Organized.
Description :
- Handled customer inquiries in regards to questions inference to personal, small business, and corporate accounts.
- Provided financial guidance to customers seeking financial freedom and investment accounts for maximum profit.
- Troubleshot with fellow co-workers to find the best solutions for their customers on any product or any situation.
- Worked with other departments in order for the departmental goals to be reached monthly and quarterly.
- Enhanced personal performance to exceed department goals by identifying daily time management improvement skills.
- Increased fellow co-workers' knowledge by assisting with "pilot" teams for new and improved claim departments.
- Provided best practices for fellow co-workers for customer engagement and relationship building.
Experience
10+ Years
Level
Senior
Education
Estetchician
Investment Specialist/Representative Resume
Summary : Diverse work experience is representative of an ability to quickly adapt and perform. Sought after and enjoy new assignments, projects, and tasks.
Skills : Management, Finance.
Description :
- Delivered high-quality customer service stressing client focus, product knowledge, and problem resolution.
- Provided Merrill Edge clients with accurate account information by keeping abreast of procedures.
- Demonstrated the ability to provide complete and concise explanations to inquiries made via incoming telephone contact.
- Effectively resolved client questions and research requests while proactively identifying additional needs and opportunities to enhance the client's relationship.
- Provided a point of call resolution for problems and account inquiries.
- Accurately performed trades, money movement, and other financial requests as needed by clients while maintaining a keen focus on the client's security.
- Demonstrated a cooperative and professional work attitude while adhering to department phone-based metrics requirements.
Experience
10+ Years
Level
Senior
Education
Diploma
Lead Investment Specialist Resume
Summary : Resourceful MBA offering progressive experience in increasing client relationships and client retention through sales and the exception handling of critical issues.
Skills : Analytical Skills, Communication Skills.
Description :
- Executed and confirmed client-initiated stock, mutual fund, options, and fixed income securities transactions in clients' investment accounts.
- Drove business growth and capitalized on new revenue potential.
- Provided limited research and counseling services to strengthen client relationships.
- Effectively explained FINRA rules and regulations to clients to minimize potential violations.
- Resolved client issues on a timely basis through effective problem-solving and investment knowledge.
- Increased client retention and improved client satisfaction by resolving issues such as working with transfer agents.
- Placed numerous error-free stock, mutual fund, and options transactions each day.
Experience
10+ Years
Level
Senior
Education
MBA
Associate Investment Specialist Resume
Headline : Nationally Certified Insurance Coding Specialist seeking to obtain a position which uses skills to file claims in a timely manner.
Skills : Analytical Skills, Technical Skills.
Description :
- Prepared general ledger entries and month-end investment reconciliations.
- Maintained and processed software programs for cost accounting, budgeting, and planning.
- Assisted in the purchase and sale of investment securities, including analysis, settlement, and record keeping.
- Monitored the maturity and call for investment securities.
- Gathered and process data to generate and deliver monthly variance reports for the budget process.
- Assisted in the development of strategic goals and objectives for the bank while monitoring branch performance analysis and reports.
- Generated quarterly reports, schedule meetings, and prepare the meeting information for the Asset/Liability Committee.
- Continued participation in an on-going comprehensive training program for awareness of compliance regulations.
Experience
5-7 Years
Level
Executive
Education
B.A
Asst. Investment Specialist Resume
Objective : Experience developing profitable investment strategies and analyzing business operations. Aiming to utilize strong prioritization skills and analytical ability to achieve the goals.
Skills : Financial Accounting Software,Trade Flow Software.
Description :
- Performed active trade support functions for senior portfolio managers.
- Monitored cash balances within client portfolios on a daily basis.
- Measured risk and return characteristics of model portfolios for various investment strategies through the use of the firm's analytics software.
- Researched market prices and traded fixed income securities under the direction of supervisors.
- Analyzed the performance of investment strategies and pricing methods to ensure the firm was compliant with internal policies.
- Performed allocation of block trades to individual client accounts.
- Resolved trade errors with brokers and served as a point of contact for the firm's custodian.
Experience
2-5 Years
Level
Junior
Education
Finance
Investment Specialist Resume
Headline : Fast paced, challenging positing working for a reputable company to utilize extensive knowledge in benefits administration, claims resolution and risk management.
Skills : Customer Service, Communication Skills, Team Development.
Description :
- Retail sales analysis, reports, presentations, and recommendations for a wide range of asset classes.
- Offered and pipe deals in biotech, pharmaceutical, and natural gas industries.
- Due diligence researched for asset allocations and investment strategies.
- Sales reported to clients, prospective clients, and in house team.
- Generated led and pursued internationally accredited investors.
- Supervised of investments; communications with clients and prospects.
- Synchronized between several departments and clients.
Experience
5-7 Years
Level
Consultant
Education
MBA