Regulatory Analyst Resume Samples

A Regulatory Analyst is hired to handle the compliance activities of the company. The job description entails checking to see if the operations carried out by the organization follows industry and internal procedures. Typical work activities associated with the role are listed on the Regulatory Analyst Resume as – enforcing organization standards; establishing personal networks; writing reports; maintaining knowledge of regulations; informing departments on requirements; conducting and performing routine inspections and reviews; coordinating departmental meetings; and resolving state complaints.

Successful resumes should be able to denote the following skills – knowledge of industry regulations; accuracy; organizational abilities, business acumen, familiarity with regulatory and environmental compliance; knowledge and experience in regulatory requirement; and excellent analytical and multitasking skills. Employers pick resumes that highlight a bachelor’s degree in finance, business or paralegal studies.

 

Regulatory Analyst Resume example

Regulatory Analyst Resume

Summary : Bachelor of Science degree in Accounting from FSU. Over 25 years of experience in governmental auditing.

Skills : Change Management, Leadership Development, Operations Management, Financial Services.

Description :

    1. Responsible for all permitting in the Marcellus South.
    2. Submited Applications to Drill for Horizontal, Vertical and Utica drilling.
    3. Created a field safety plan for specific well and county for the application.
    4. Requested all documents and information for the permit from drilling, land, geology, coal, field representatives and environmental.
    5. Implemented a completion report when the well is turned online.
    6. Completed a well record once the rig has been released.
    7. Provided a sewage tank permit to the DEP when the bunker is placed on drill site.
Years of Experience
Experience
7-10 Years
Experience Level
Level
Management
Education
Education
BS In Business Administration


Jr. Regulatory Analyst Resume

Objective : A highly organized and detail-oriented professional with a degree in Paralegal Studies, 5 years management experience, 11 years mortgage banking/finance experience and over 15 years experience in customer service. able to multi- task, prioritize, and manage deadlines while remaining calm under pressure.

Skills : Intrauterine device insertion, Nexplanon insertion and removal, Proficient in EHR.

Description :

    1. Responsible for preparing and submitting annual and monthly reports to appropriate state and government agencies in a timely manner.
    2. Monitored changes in state and federal regulations that may affect annual and monthly filings.
    3. Provided administrative support for regulatory group.
    4. Responsible for shipping and tracking monthly filings; manage online filing libraries and document control.
    5. Streamlined Accounts Payable (AP) process for requesting checks for the invoices/filings that are sent to Regulatory Agencies.
    6. Coordinated check requests and inputted into an AP spreadsheet that upload into Oracle so AP can process payments.
    7. Lead role in revision of the Regulatory filing Tracker which contains all the filings required by the Regulatory team.
Years of Experience
Experience
2-5 Years
Experience Level
Level
Junior
Education
Education
BS In Business Marketing


Sr. Regulatory Analyst Resume

Summary : Use communication, organization and analysis skills to save time and money, Compiled, organized, and analyzed information from a variety of sources to be used in the development of investigations.

Skills : World Class Customer Service Escalated Issue Resolution Multi Tasking Working Under High Pressure And Deadlines Analyzing Reports Sound Problem Solving.

Description :

    1. Conducted reviews and investigations into possible violations of rules and regulations enforced by FINRA.
    2. Presented investigative findings, both orally and in writing, to management and other constituents in an organized, concise, and timely fashion.
    3. Interfaced with FINRA members, peers, management, and others, while providing excellent customer service.
    4. Conducted telephone interviews of officers and directors of publicly traded companies and registered representatives and principals from FINRA member firms.
    5. Developed evidence of possible corporate fraud through extensive analysis of corporate filings, financial statements, press releases, and other documents.
    6. Produced the highest number of written reports in the department from January through September 2013.
Years of Experience
Experience
10+ Years
Experience Level
Level
Senior
Education
Education
Bacehlor Of Science In Marketing

Regulatory Analyst I Resume

Summary : Seeking a position utilizing strong interpersonal and communication skills in Oil & Gas.

Skills : Legal Research, Compliance, Customer Service, Management.

Description :

    1. Coordinated with applicable departments for submission of PA DEP Completion Reporting.
    2. Coordinated with applicable departments for submission of WV DEP WR-35, Well Operator's Report of Well Work.
    3. Tracked Restoration needs for Pennsylvania and West Virginia.
    4. Maintained and Tracked TENORM Waste data for all active Well Sites in Pennsylvania and West Virginia Upload final documents into Microsoft Xchange database for Regulatory and Environmental Departments.
    5. Attended Regular Health and Safety Meetings.
    6. Assisted in submission of West Virginia Well Work Permit Applications.
    7. Coordinated, tracked and reviewed final Baseline Sampling.
Years of Experience
Experience
7-10 Years
Experience Level
Level
Management
Education
Education
Bachelor Of Science In Psychology

Regulatory Analyst II Resume

Summary :

Make necessary updates to policy forms, manuals and related materials in response to changes in legal requirements applying to Acuity products. Modify Acuity products in accordance with program changes made by form/rating bureaus and other departments at Acuity.

Skills : Microsoft Office, Microsoft Office, Contract Negotiation.

Description :

    1. Assisted in Mechanical Integrity Reporting Requirements to Pennsylvania Department of Environmental of Protection Coordinate with applicable departments for submission of Well Permit Applications.
    2. Prepared and submited PADEP Completion Reports.
    3. Submited for Approval By Rule (ABR) Notice of Intents and Registrations for Well Pads.
    4. Tracked and code invoices for payment on Olidex accounting system.
    5. Responsible for applying and tracking Temporary Sewage Permits.
    6. Prepared, sended and tracked Predrill notifications for water supply owners.
    7. Submited all needed OG-71, Alternate Waste Practices applications to the PADEP office to meet compliance standards Assist Water & Air Specialist as needed.
Years of Experience
Experience
7-10 Years
Experience Level
Level
Management
Education
Education
Bachelor Of Science In Psychology

Regulatory Analyst III Resume

Summary : Bachelor of Science degree in Accounting from FSU. Over 25 years of experience in governmental auditing.

Skills : Change Management, Leadership Development, Operations Management, Financial Services, Risk Management, Sales Management.

Description :

    1. Responsible for all permitting in the Marcellus South.
    2. Submited Applications to Drill for Horizontal, Vertical and Utica drilling.
    3. Created a field safety plan for specific well and county for the application.
    4. Requested all documents and information for the permit from drilling, land, geology, coal, field representatives and environmental.
    5. Implemented a completion report when the well is turned online.
    6. Completed a well record once the rig has been released.
    7. Provided a sewage tank permit to the DEP when the bunker is placed on drill site.
Years of Experience
Experience
7-10 Years
Experience Level
Level
Management
Education
Education
BS In Business Administration

Regulatory Analyst/Assistant Resume

Headline : To utilize my background, education, and experience as a Customer Service Representative for Eagles Nest Outfitters.

Skills : Supervisor, Staff Development, Medical Technology, Regulatory Compliance, Education Coordinator, Quality Assurance.

Description :

    1. Managed clerical and courier staff of 8-10 people to include hiring, evaluating job performance, disciplinary action, scheduling, etc.
    2. Created and implemented training material for shipping and handling of infectious agents in accordance with applicable rules and regulations.
    3. Maintained compliance with all federal, state and local guidelines pertaining to all areas of the lab including laboratory personnel, safety, infection prevention, hazardous shipping, quality assurance, instrument qc and calibration, etc.
    4. Monitored quality assurance measures to ensure accuracy of instruments and results.
    5. Reviewed, evaluated and performed cost analysis on new instrumentation and make recommendations; assist with contracts.
    6. Assisted with creating budget for lab fiscal year.
    7. Reviewed quality control and maintenance to verify instrument and reagent performance.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
BS In Health Science Education

Associate Regulatory Analyst Resume

Summary : Seeking a position utilizing strong interpersonal and communication skills in an office setting.

Skills : Microsoft Office, Communication, Problem Solving.

Description :

    1. Prepared and submited Well Permit Applications to the Pennsylvania Department of Environmental Protection.
    2. Prepared and submited Well Record Reports to PADEP.
    3. Responsible for preparing, submitting and tracking Temporary Sewage Permits.
    4. Prepared, sended and tracked Predrill notifications for private water supply owners, landowners, municipalities and coal owners.
    5. Provided data to Production Department for annual reporting.
    6. Inputed, verified and updated Well Information for ACT 13 PUC, Chapter 23 Annual Gas Well Fees Assist Environmental Health and Safety Department.
    7. Coordinated with Coal Company according to drilling schedule.
Years of Experience
Experience
10+ Years
Experience Level
Level
Senior
Education
Education
Bachelor Of Science In Psychology

Regulatory Analyst/Manager Resume

Objective : Self-motivated individual, possessing a strong work ethic, proven work experience, and the ability to multi-task and adapt to changing priorities and deadlines, seeks a career in Finance/Risk Management.

Skills : Microsoft Office, AHA Instructor Materials, MEDS Paramedic Charting Program.

Description :

    1. Worked at the FINRA, the largest independent regulator for all securities firms doing business in the United States.
    2. Conducted in-depth investigations to uncover potential insider trading over the various U.S.
    3. Stocked Exchanges, including the NASDAQ, New York Stock Exchange, and American Stock Exchange.
    4. Assigned as a mentor and assist management in the training process for all new employees.
    5. Prepared detailed written reports summarizing investigative findings.
    6. Conducted interviews with companies and registered brokers, both over the phone and in person, to gather information that will assist in the investigations.
    7. Monitored trading in securities and identify suspicious trends.
Years of Experience
Experience
2-5 Years
Experience Level
Level
Executive
Education
Education
Business

Regulatory Analyst Resume

Objective : Responsible for performing HR-related duties on a professional level. Position carries out responsibilities in the following functional areas: benefits administration, employee relations, training, performance management, on boarding, policy implementation, recruitment, and payroll. Experience in Great Plains, DocLink, and Acadia HR.

Skills : Knowledgeable in the areas of corporate finance, derivative.

Description :

    1. Prepared and submitted of State & Federal Permits through WIS & Completion Reports for all oil and gas wells in Western Region.
    2. Prepared and submitted UIC permits, approvals to transport and SWR 32 for the State of Texas.
    3. Scheduled, requested and monitored all gas and oil well test surveys to appropriate fields along with Mechanical Integrity (MIT) & Injection Test (H-15).
    4. Maintained confidentiality. Multiple site data bases including Global SharePoint site data base integrity.
    5. Communicated changes in lab testing to applicable regulatory agencies.
    6. Ordered and reviewed all proficiency testing to ensure accuracy of lab staff and instrumentation.
    7. Investigated issues and work with department supervisors to create a plan of resolution.
Years of Experience
Experience
2-5 Years
Experience Level
Level
Executive
Education
Education
High School Diploma