Regulatory Analyst Resume Samples

A Regulatory Analyst is hired to handle the compliance activities of the company. The job description entails checking to see if the operations carried out by the organization follows industry and internal procedures. Typical work activities associated with the role are listed on the Regulatory Analyst Resume as – enforcing organization standards; establishing personal networks; writing reports; maintaining knowledge of regulations; informing departments on requirements; conducting and performing routine inspections and reviews; coordinating departmental meetings; and resolving state complaints.

Successful resumes should be able to denote the following skills – knowledge of industry regulations; accuracy; organizational abilities, business acumen, familiarity with regulatory and environmental compliance; knowledge and experience in regulatory requirement; and excellent analytical and multitasking skills. Employers pick resumes that highlight a bachelor’s degree in finance, business or paralegal studies.

 

Regulatory Analyst Resume example

Regulatory Analyst Resume

Summary : Seeking a Regulatory Analyst position with an outstanding career opportunity that will offer a rewarding work environment along with a winning team that will fully utilize management skills.

Skills : Change Management, Leadership Development, Operations Management, Financial Services.

Description :

    1. Responsible for all permitting in the Marcellus South.
    2. Identified and managed existing and emerging risks that stem from business activities and the job role.
    3. Ensured risks associated with business activities are effectively identified, measured, monitored, and controlled.
    4. Followed written risk and compliance policies and procedures for business activities.
    5. Reviewed and researched escalated compliance complaints/attorney general/anything touching government relations)/CLO: multiple entities or various 3rd party appointment types of regulatory requests, analyzing and accountable for investigating allegations.
    6. Actively liaised with regulator based on issue/coordination of multiple stakeholders to determine the business objective, regulatory requests, analyzing and accountable for investigating all allegations and/or accuracy of corporate data.
    7. Coordinated with appropriate business units and counsel for responses.
            Years of Experience
            Experience
            7-10 Years
            Experience Level
            Level
            Management
            Education
            Education
            BS In Business Administration


            Regulatory Analyst Resume

            Objective : A highly organized and detail-oriented Regulatory Analyst professional with a degree in Paralegal Studies, 5 years of management experience, 11 years of mortgage banking/finance experience, and over 15 years of experience in customer service. able to multi-task, prioritize, and manage deadlines while remaining calm under pressure.

            Skills : Intrauterine device insertion, Nexplanon insertion, and removal, Proficient in EHR.

            Description :

              1. Responsible for preparing and submitting annual and monthly reports to appropriate state and government agencies in a timely manner.
              2. Monitored changes in state and federal regulations that may affect annual and monthly filings.
              3. Provided administrative support for the regulatory group.
              4. Responsible for shipping and tracking monthly filings; manage online filing libraries and document control.
              5. Streamlined Accounts Payable (AP) process for requesting checks for the invoices/filings that are sent to Regulatory Agencies.
              6. Coordinated check requests and inputting them into an AP spreadsheet that uploads into Oracle so AP can process payments.
              7. Led role in the revision of the Regulatory filing Tracker which contains all the filings required by the Regulatory team.
            Years of Experience
            Experience
            2-5 Years
            Experience Level
            Level
            Junior
            Education
            Education
            BS In Business Marketing


            Regulatory Analyst Resume

            Summary : As a Regulatory Analyst, responsible for Ensuring business partners follow written risk and compliance policies and procedures for business activities, and also providing recommendations and feedback to business units regarding appropriate action to support the regulatory request.

            Skills : World Class Customer Service Escalated Issue Resolution Multi-Tasking Working Under High Pressure And Deadlines Analyzing Reports Sound Problem Solving.

            Description :

              1. Conducted reviews and investigations into possible violations of rules and regulations enforced by FINRA.
              2. Presented investigative findings, both orally and in writing, to management and other constituents in an organized, concise, and timely fashion.
              3. Interfaced with FINRA members, peers, management, and others, while providing excellent customer service.
              4. Conducted telephone interviews of officers and directors of publicly traded companies and registered representatives and principals from FINRA member firms.
              5. Developed evidence of possible corporate fraud through extensive analysis of corporate filings, financial statements, press releases, and other documents.
              6. Produced the highest number of written reports in the department.
              7. Developed written responses and gathers supporting documents to complete and submit regulatory requests.
              Years of Experience
              Experience
              10+ Years
              Experience Level
              Level
              Senior
              Education
              Education
              Bacehlor Of Science In Marketing

              Regulatory Analyst Resume

              Summary : Hardworking, organized, Regulatory Analyst professional with a proven background delivering sensible business technology solutions on time and under budget while working as a team member or team leader. 

              Skills : Legal Research, Compliance, Customer Service, Management.

              Description :

                1. Coordinated with applicable departments for submission of PA DEP Completion Reporting.
                2. Coordinated with applicable departments for submission of WV DEP WR-35, Well Operator's Report of Well Work.
                3. Tracked Restoration needs for Pennsylvania and West Virginia.
                4. Maintained and Tracked TENORM Waste data for all active Well Sites in Pennsylvania and West Virginia Upload final documents into Microsoft Xchange database for Regulatory and Environmental Departments.
                5. Attended Regular Health and Safety Meetings.
                6. Assisted in the submission of West Virginia Well Work Permit Applications.
                7. Coordinated, tracked, and reviewed final Baseline Sampling.
              Years of Experience
              Experience
              7-10 Years
              Experience Level
              Level
              Management
              Education
              Education
              Bachelor Of Science In Psychology

              Regulatory Analyst Resume

              Summary : To establish a long-term career in a company where I may utilize my Regulatory Analyst professional skills and knowledge to be an effective Regulatory Analyst and inspiration to those around me.

              Skills : Microsoft Office, Contract Negotiation, Communication.

              Description :

                1. Assisted in Mechanical Integrity Reporting Requirements to the Pennsylvania Department of Environmental Protection Coordinate with applicable departments for submission of Well Permit Applications.
                2. Prepared and submitted PADEP Completion Reports.
                3. Submitted for Approval By Rule (ABR) Notice of Intents and Registrations for Well Pads.
                4. Tracked and code invoices for payment on Olidex accounting system.
                5. Responsible for applying and tracking Temporary Sewage Permits.
                6. Prepared, sen,t and tracked Predrill notifications for water supply owners.
                7. Submitted all needed OG-71, Alternate Waste Practices applications to the PADEP office to meet compliance standards Assist Water & Air Specialist as needed.
              Years of Experience
              Experience
              7-10 Years
              Experience Level
              Level
              Management
              Education
              Education
              Bachelor Of Science In Psychology

              Regulatory Analyst Resume

              Summary : Regulatory Analyst with 6+ years of experience in Preparing SDS for new finished goods, changes to existing products, experimental products, product trials, test samples, etc. using the Globally Harmonized Standard (GHS) in order to promote safe use, storage, transport, and disposal of the company’s products.

              Skills : Change Management, Leadership Development, Operations Management, Financial Services, Risk Management, Sales Management.

              Description :

                1. Submitted Applications to Drill for Horizontal, Vertical, and Utica drilling.
                2. Created a field safety plan for specific wells and county for the application.
                3. Requested all documents and information for the permit from drilling, land, geology, coal, field representatives, and environmental.
                4. Implemented a completion report when the well is turned online.
                5. Completed a good record once the rig has been released.
                6. Forwarded final regulatory responses to the regulators, appropriate business units, and/or the complainant as required.
                7. Assisted in the distribution of work assignments to ensure timely deliverables are achieved.
                Years of Experience
                Experience
                7-10 Years
                Experience Level
                Level
                Management
                Education
                Education
                BS In Business Administration

                Regulatory Analyst Resume

                Headline : Motivated and highly productive Regulatory Analyst professional with a research background. Detail-oriented with strong skills in multi-tasking and efficient management of day-to-day office operations. Adept at building and maintaining effective working relationships with co-workers and clients through outstanding interpersonal skills.

                Skills : Supervisor, Staff Development, Medical Technology, Regulatory Compliance, Education Coordinator, Quality Assurance.

                Description :

                  1. Managed clerical and courier staff of 8-10 people to include hiring, evaluating job performance, disciplinary action, scheduling, etc.
                  2. Created and implemented training material for shipping and handling of infectious agents in accordance with applicable rules and regulations.
                  3. Maintained compliance with all federal, state, and local guidelines pertaining to all areas of the lab including laboratory personnel, safety, infection prevention, hazardous shipping, quality assurance, instrument ,QC and calibration, etc.
                  4. Monitored quality assurance measures to ensure the accuracy of instruments and results.
                  5. Reviewed, Evaluated, and performed cost analysis on new instrumentation and make recommendations; assisted with contracts.
                  6. Assisted with creating a budget for lab fiscal year.
                  7. Reviewed quality control and maintenance to verify instrument and reagent performance.
                Years of Experience
                Experience
                5-7 Years
                Experience Level
                Level
                Executive
                Education
                Education
                BS In Health Science Education

                Regulatory Analyst Resume

                Summary : Regulatory Analyst with 2+ years of experience in Engaging with raw material suppliers to quantify risks associated with chemical inputs and maintain the database where supplier data is stored.

                Skills : Microsoft Office, Communication, Problem Solving.

                Description :

                  1. Prepared and submitted Well Permit Applications to the Pennsylvania Department of Environmental Protection.
                  2. Prepared and submitted Well Record Reports to PADEP.
                  3. Responsible for preparing, submitting, and tracking Temporary Sewage Permits.
                  4. Prepared, sent, and tracked Predrill notifications for private water supply owners, landowners, municipalities, and coal owners.
                  5. Provided data to Production Department for annual reporting.
                  6. Inputted, verified, and updated Well Information for ACT 13 PUC, Chapter 23 Annual Gas Well Fees Assist Environmental Health and Safety Department.
                  7. Coordinated with Coal Company according to the drilling schedule.
                Years of Experience
                Experience
                10+ Years
                Experience Level
                Level
                Senior
                Education
                Education
                Bachelor Of Science In Psychology

                Regulatory Analyst Resume

                Objective : Self-motivated individual, possessing a strong work ethic, proven work experience, and the ability to multi-task and adapt to changing priorities and deadlines, seeks a career in Finance/Risk Management.

                Skills : Microsoft Office, AHA Instructor Materials, MEDS Paramedic Charting Program.

                Description :

                  1. Worked at the FINRA, the largest independent regulator for all securities firms doing business in the United States.
                  2. Stocked Exchanges, including the NASDAQ, New York Stock Exchange, and American Stock Exchange.
                  3. Assigned as a mentor and assist management in the training process for all new employees.
                  4. Prepared detailed written reports summarizing investigative findings.
                  5. Conducted interviews with companies and registered brokers, both over the phone and in person, to gather the information that will assist in the investigations.
                  6. Monitored trading in securities and identify suspicious trends.
                  7. Served as a financial services regulatory subject matter expert to peers and team members and serves as a resource to team members on escalated issues.
                  Years of Experience
                  Experience
                  2-5 Years
                  Experience Level
                  Level
                  Executive
                  Education
                  Education
                  Business

                  Regulatory Analyst Resume

                  Objective : Responsible for performing HR-related duties on a professional level. The position carries out responsibilities in the following functional areas: benefits administration, employee relations, training, performance management, onboarding, policy implementation, recruitment, and payroll. Experience in Great Plains, DocLink, and Acadia HR.

                  Skills : MS Office, Communication Skills, Management Skills.

                  Description :

                    1. Prepared and submitted State & Federal Permits through WIS & Completion Reports for all oil and gas wells in Western Region.
                    2. Prepared and submitted UIC permits, approvals to transport, and SWR 32 for the State of Texas.
                    3. Scheduled, requested, and monitored all gas and oil well test surveys to appropriate fields along with Mechanical Integrity (MIT) & Injection Test (H-15).
                    4. Maintained confidentiality. Multiple site databases including Global SharePoint site database integrity.
                    5. Communicated changes in lab testing to applicable regulatory agencies.
                    6. Ordered and reviewed all proficiency testing to ensure the accuracy of lab staff and instrumentation.
                    7. Investigated issues and work with department supervisors to create a plan of resolution.
                  Years of Experience
                  Experience
                  2-5 Years
                  Experience Level
                  Level
                  Executive
                  Education
                  Education
                  High School Diploma