Compliance Attorney Resume Samples

A Compliance Attorney serves as the primary point person for the company’s ethics and compliance programs. Typical work activities are listed on the Compliance Attorney Resume as – keeping informed of relevant legal developments, reviewing company policies and practices regularly, reviewing proposed action plans to ensure compliance, developing and implementing an employee training plan, developing and implementing mechanisms for detecting, reporting, and correcting violations, recommending corporate policies and strategies, representing the company in the event of administrative or law enforcement audits, and investigations; preparing the possibility of audits and investigations, and implementing changes in company policy.

The most sought-after skills for the post include the following – a good understanding of financial operations, exceptional analytical skills, track record of relevant publication, and work experience in finance and regulatory law. A law degree from a top-tier law school is preferred.

Compliance Attorney Resume example

Compliance Attorney Resume

Summary : Highly competent Compliance Attorney with 11 years experience in management and operational skills. I successfully own and operate my own law firm. I have strong research and writing skills. Because of creating a continuing education program for Speer Leeds, I have an extensive background in educating/training and teaching.

Skills : Legal, Attorney.

Description :

    1. Distributed information on healthcare compliance for diverse issues relating to agency requirements, fraud prevention, privacy, billing, Medicare and patient safety.
    2. Maintain updated knowledge of healthcare legislation and regulations; tracked new regulations and write updates.
    3. Researched and compiled compliance information on range of issues; organized compliance information by topic.
    4. Monitored actions of relevant agencies.
    5. Communicated information to management at multiple facilities.
    6. Informed team members and coordinated tasks as required.
    7. Trained and supervised a range of employees.
Years of Experience
Experience
10+ Years
Experience Level
Level
Senior
Education
Education
MS


Compliance Attorney Resume

Summary : Meticulous, highly-seasoned, and reliable technical advisor and editor with 10+ years of specialized experience in writing, editing, and proofreading complex agency documents relating to occupational safety and health, physical and information security, federal contracts, and business ethics. Advanced understanding of grammar and language usage with a keen eye for details.

Skills : Technical Writing, Proofreading, Editing, Regulatory Compliance.

Description :

    1. Managed responses to all legal and policy inquiries raised by senior management officials relating to Office of Enterprise Assessments program activities, including investigations and inspections into Department of Energy (DOE) contractor compliance with complex regulations authorized under the Atomic Energy Act, as amended.
    2. Reviewed, edited, and concured on agency correspondence, including investigation reports, final enforcement outcome documents, and inspection reports, for legal sufficiency and adherence to grammar rules.
    3. Deployed various research strategies as part of drafting and editing legal interpretations, exemption decisions, and Federal Register notices, among other instruments, governing contractor implementation of federal laws, management directives, and technical standards.
    4. Managed resolution of complex Freedom of Information Act (FOIA) requests through conducting searches for responsive records, drafting detailed agency responses, and coordinating with cognizant agency officials and the FOIA requestor.
    5. Generated multimedia educational materials and administer training on legal and policy developments at regularly scheduled enforcement program workshops for over 35 DOE facilities and technology centers.
    6. Periodically edited electronic content on Office of Enterprise Assessments website to reflect program developments, including recent activities, press releases, and best practices.
    7. Advised senior management officials on operational efficiencies by providing significant policy and procedural comments on updates to intra-agency Memorandum of Understanding between the National Nuclear Security Administration and the Office of Enterprise Assessments on enforcement program administration.
Years of Experience
Experience
10+ Years
Experience Level
Level
Senior
Education
Education
GED


Compliance Attorney Resume

Headline : As a Compliance Attorney, responsible for providing high quality, practical, and commercial advice/guidance regarding legal compliance risk areas and reputational risk management issues to a range of stakeholders within JMs global organization (including, in particular, Legal teams, Sector/Function management teams, and site management.

Skills : Microsoft Office, Planning Skills.

Description :

    1. Served as subject matter expert in consumer finance and collection law.
    2. Managed and oversaw network of collection law firms in their recovery efforts - ensuring compliance with federal and state regulations and laws, as well as directives established by clients and TRAKAmerica.
    3. Drafted effective internal procedures and work standards through focusing on developments in applicable law.
    4. Administered legal audits based on federal and state consumer financial and debt collection laws, client requirements, internal standards of work and industry best practices.
    5. Reviewed court filings, consumer communications, consumer complaints, legal claims, financial data and law firm policies and procedures.
    6. Draft detailed written reports of results for internal review and law firm remediation purposes.
    7. Ensured network attorney involvement through the implementation of litigation policy and procedure review in order to mitigate risk of FDCPA violations.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
MA

Compliance Attorney Resume

Summary : Auditing and Compliance Identified populations of files to be audited; analyzing reports and identifying trends; recommending resolutions including changes to processes and procedures to bring company into compliance. Responsible for Analyzing Administrative Orders, Court Orders, and client guidelines; developed and revised templates to ensure compliance.

Skills : Attorney, Managing Skills.

Description :

    1. Audited and Compliance Identified populations of files to be audited.
    2. Analyzed reports and identified trends; recommended resolutions including changes to processes and procedures to bring company into compliance.
    3. Analyzed Administrative Orders, Court Orders, and client guidelines; developed and revised templates to ensure compliance.
    4. Audited over 15,000 documents to ensure compliance with firm procedures; identified areas of noncompliance and areas requiring improvement; recommended procedures for increasing departmental organization.
    5. Managed large compliance projects; identified populations of files required for compliance with Administrative Orders; prepared and executed pleadings required by Courts.
    6. Audited documents; revised procedures to improve quality and departmental productivity.
    7. Audited client-specific files to ensure compliance with client legal guidelines and coordinated resolution of non-compliant files.
Years of Experience
Experience
7-10 Years
Experience Level
Level
Management
Education
Education
GED

Compliance Attorney Resume

Headline : Compliance Attorney professional experience includes consistent advancement in program, compliance, and operations management in law firms and in social service agencies. As a facilitator, this skill translates into negotiation, drafting and writing, public speaking, counseling, training, and reporting.

Skills : Planning Skills, Creative Skills.

Description :

    1. Analyzed federal and state statutory law and case law related to mortgage foreclosure, and institutional lender contractual requirements.
    2. Drafted and implemented compliant law firm policies, procedures, and training materials, and collaborated in the development of processing sequences for an automated systems.
    3. Supervised calendar, hearing administration, mediation, eviction, and property registration departments with emphasis on substantive and procedural development, and professional development of attorneys and legal assistants.
    4. Created 200-page legal guide of clerk and judicial requirements, and complementary sets of checklists for data processors.
    5. Created databases of administrative orders, municipal ordinances, and case law.
    6. Revised and drafted 200 mortgage foreclosure document templates for automated system.
    7. Drafted law firm website and marketing materials.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
G.E.D

Compliance Attorney Resume

Headline : Responsible for Reviewing activities and transactions to ensure that business is being conducted in an ethical and compliant manner and that policies and procedures are followed to reduce the risks of non-compliance with laws, regulations, and reputational risk.

Skills : .Monitoring Skills, Attorney.

Description :

    1. Served as the Compliance Attorney for GTL Investments dba John Adams Mortgage.
    2. Ensured GTL's compliance with Dodd-Frank rules and regulations.
    3. Designated AML Officer for the company.
    4. Responsible for working on new initiatives to ensure GTL's consistency in applying rules and regulations.
    5. Managed GTL's compliance initiatives as directed.
    6. Troubleshoot legal questions and concerns regarding files handled.
    7. Monitored and tracked all GTL's Loan Officer Licensing.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
GED

Compliance Attorney Resume

Objective : Highly qualified Compliance Attorney with experience in the industry. Enjoy creative problem solving and getting exposure on multiple projects, and I would excel in the collaborative environment on which your company prides itself.

Skills : Multitasking, Supervising Skills.

Description :

    1. Supported product development/maintenance activity, providing technical advice on language and regulatory issues.
    2. Responsible for accomplishing language development, issue resolution, regulatory approval and implementation of corporate products.
    3. Ensured compliance with state and federal laws and regulations.
    4. Managed special, complex projects and acted as a technical resource, coach, trainer and mentor to team members.
    5. Negotiated and/or resolved complex issues with customers and matrix partners using independent judgment and discretion.
    6. Led compliance and real estate efforts of $800 million Disney Vacation Club (DVC) timeshare business on behalf of global entertainment company Spearheaded legal research and analysis of complex issues in licensing, consumer credit lending, zoning, financing, and brokerage law to support real estate sales efforts across the U.S.
    7. Tracked federal regulations status/changes and facilitate an internal process for reviewing notices for potential legal implications.
Years of Experience
Experience
2-5 Years
Experience Level
Level
Executive
Education
Education
Bachelors

Compliance Attorney Resume

Summary : Senior-level Compliance Attorney with experience in a variety of areas of civil litigation. Entrusted with substantial independence to exercise discretion in achieving favorable outcomes for the firm. Detail-oriented approach to problem-solving. Provide confident representation in court proceedings. Proven effective verbal and written communication abilities.

Skills : Financial, MS Office.

Description :

    1. Protected the interests of the firm and its clients by defending against claims and federal lawsuits, including class actions, alleging violations of consumer financial laws, including the FDCPA, FCRA and TCPA.
    2. Achieved maximum cooperation in liaison with clients and outside counsel through effective communications.
    3. Considerable influence in shaping firm-wide policies and procedures in response to a rapidly increasing regulatory environment.
    4. Reliabled problem solving abilities provide a critical resource for resolving issues that are presented by clients or that arise within the firm.
    5. Recognized as an authority on legal and compliance issues; a regular presenter on consumer financial laws and regulatory matters.
    6. Conducted due diligence on an inquiry from the SEC into securities related investigation.
    7. Reviewed new business initiatives to ensure compliance with AML and OFAC sanctions programs.
Years of Experience
Experience
10+ Years
Experience Level
Level
Senior
Education
Education
GED

Compliance Attorney Resume

Objective : Compliance Attorney with 4 years of experience in providing assistance on transactional activities led by Corporate Development, Obtaining appropriate advice from external counsel where necessary, including if deep subject matter expertise is required.

Skills : Maintenance Skills, Coordinating Skills.

Description :

    1. Assisted in implementation of AML and KYC best practices for clients' compliance with the Bank Secrecy Act, the Gramm-Leach-Bliley Act, Patriot Act, FTC Red Flag Guidelines, and OFAC regulations.
    2. Created state-wide network of coverage attorneys.
    3. Determined company's compliance and impact on processes, procedures, and documents; recommended actions necessary to bring company into compliance.
    4. Reviewed Court Rules and Administrative Orders.
    5. Updated internal guide for firm use.
    6. Drafted legal memoranda, pleadings, and argued motions in Court.
    7. Collaborated internally, increasing transparency and communication between the departments in order to better assess and address risk.
    Years of Experience
    Experience
    2-5 Years
    Experience Level
    Level
    Executive
    Education
    Education
    GED

    Compliance Attorney Resume

    Summary : Compliance Attorney of the franchisor of member-only consumer buying centers in North America entrenched within the business as a strategic thought partner Provided tactical leadership and legal compliance direction for Disney Vacation Development Inc. by managing a lean five-person legal team and a $500K budget, seamlessly covering all legal and administrative facets of complex global organization Represented three Fortune 500 companies over a fifteen-year period in contractual, general corporate, and regulatory / compliance matters Recruited by the holder of a $670M REIT to manage key residential real estate portfolio consisting of trusts, estates, and agency accounts.

    Skills : MS Office, Security Management.

    Description :

      1. Drafted several Federal Register publications to ensure clarity in enforcement program administration, including notices of proposed regulatory amendments.
      2. Attended public hearings and addressed comments in final agency rulemakings.
      3. Coordinated with various departments to discuss compliance information and project goals.
      4. Organized meetings as necessary.
      5. Compiled project statistics and monitor status.
      6. Designed and organized healthcare compliance vertical.
      7. Analyzed new and proposed telecom regulations that impact existing and planned Microsoft products and services.
      Years of Experience
      Experience
      7-10 Years
      Experience Level
      Level
      Management
      Education
      Education
      Bachelor Of Science