Bank Internal Auditor Resume Samples

The role of a Bank’s Internal Auditor is to evaluate the effectiveness, accuracy, and compliance of the bank’s internal policies and procedures. The job description entails reviewing transactions and recommending improvements to the bank’s internal control and accounting system. Job duties described on the Bank Internal Auditor Resume include – ensuring that accounting procedures and internal control systems are operating effectively, conducting and completing audits of the bank’s financial processes and systems, preparing and submitting audit reports to identify any weakness or areas for improvement, and recommending corrective actions to address issues.

Key skills for a Bank Internal Auditor include the ability to stay updated with the latest regulations, strong analytical and communication skills, and excellent problem-solving skills. They must possess excellent decision-making skills, and possess the ability to work effectively with people from a variety of backgrounds and cultures. Typically, a bank Internal auditor must possess a bachelor’s degree in accounting or finance, as well as professional certification, such as Certified Internal Auditor – CIA or Certified Public Accountant – CPA. In addition, experience in financial auditing or related fields is often preferred.

Bank Internal Auditor Resume example

Bank Internal Auditor Resume

Summary : An Bank Internal Auditor, assisted in the establishment, development and evaluation of a company's internal controls over financial reporting, compliance and business operations. Internal auditors are expected to be organized with brilliant problem-solving skills and constantly deliver on tight deadlines.

Skills : Keep calm under pressure, Especially when there are tight deadlines.

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Description :

  1. Performed the full audit cycle including risk management and control management over operations effectiveness, financial reliability, and compliance with all applicable directives and regulations.
  2. Determined internal audit scope and developed annual plans.
  3. Obtained, analyzed, and evaluated accounting documentation, reports, data, flowcharts, etc.
  4. Performed and controlled the full audit cycle including risk management and control management over operations effectiveness, financial reliability, and compliance with all applicable directives and regulations.
  5. Determined internal audit scope and develop annual plans.
  6. Obtained, analyzed, and evaluated accounting documentation, previous reports, data, flowcharts, etc.
  7. Prepared and presented reports that reflect the audits results and document process.
Years of Experience
Experience
10+ Years
Experience Level
Level
Senior
Education
Education
Bachelor's Finance


Assistant Bank Auditor Resume

Summary : As an Assistant Bank Auditor, communicated audit findings to the Internal Audit lead auditor and client management and assist with finalizing of issues with senior client management.

Skills : Analytical thinker with strong conceptual and problem-solving skills.

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Description :

  1. Acted as an objective source of independent advice to ensure validity, legality and goal achievement.
  2. Identified loopholes and recommend risk aversion measures and cost savings.
  3. Maintained open communication with management and audit committee.
  4. Documented process and prepare audit findings memorandum.
  5. Conducted follow up audits to monitor managements interventions.
  6. Engaged to continuous knowledge development regarding sectors rules, regulations, best practices, tools, techniques and performance standards.
  7. Oversaw risk-based audits covering operational and financial processes.
    Years of Experience
    Experience
    7-10 Years
    Experience Level
    Level
    Management
    Education
    Education
    Bachelor's Finance


    Associate Bank Auditor Resume

    Summary : As an Associate Bank Auditor, completed company-wide internal audits in accordance with annual audit objectives, and holding opening and closing meetings with management, including providing all audit reports.

    Skills : Proficiency in Microsoft Office (Word, Excel, Outlook).

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    Description :

    1. Undertaken internal audits to ensure the company meets its financial, operational, and compliance objectives.
    2. Supported the development of an assurance planning reporting process.
    3. Reported control deficiencies to management and made recommendations to mitigate risk and add value.
    4. Challenged current processes across the company and identify opportunities for refinement.
    5. Engaged in remediation of identified issues through follow-up.
    6. Played an active role in the maintenance and review of policies and procedures, including ensuring they are up to date with all legislation and best practices.
    7. Communicated with a variety of stakeholders across the company.
    Years of Experience
    Experience
    7-10 Years
    Experience Level
    Level
    Management
    Education
    Education
    Bachelor's Finance

    Entry Level Bank Auditor Resume

    Objective : Entry Level Bank Auditor is evaluated the operations and practices of every business area: retail banking, investment banking, finance, legal, IT & digital, etc. Experienced in internal or external audit or risk management, ideally in banking/wealth management/financial services.

    Skills : Strong analytical, Written/verbal communication skills.

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    Description :

    1. Identified and assess areas of significant business risk.
    2. Implemented best audit and business practices in line with applicable internal audit statements.
    3. Managed resources and audit assignments.
    4. Identified and reduced all business and financial risks through effective implementation and monitoring of controls.
    5. Developed, implemented and maintained internal audit policies and procedures in accordance with local and international best practice.
    6. Compiled and implemented the annual Internal Audit plan.
    7. Conducted ad hoc investigations into identified or reported risks.
    Years of Experience
    Experience
    0-2 Years
    Experience Level
    Level
    Entry Level
    Education
    Education
    Bachelor's Finance

    Bank Internal Auditor Resume

    Headline : As a Bank Internal Auditor, responsible for assisting in the performance of our integrated audit approach that would include a combination of financial, operational, and information system audit processes for various internal business units.

    Skills : Assess and Evaluate risk, Plus implement solutions.

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    Description :

    1. Maintained level of IT expertise through ongoing and continual review of regulatory and industry publications to stay aware of new developments impacting the organization.
    2. Expertised is maintained through attending ongoing training and related conference and webinars.
    3. Researched and resolved escalated issues from team members and/or internal business partners.
    4. Worked with stakeholders on audit-related and risk management initiatives to ensure the organization is taking appropriate actions to meet the goals and strategic plans of the organization.
    5. Ensured that internal audit measures are effective. Participated in analyzing situations and writing audit reports.
    6. Made recommendations and monitor their implementation. 
    7. Develops and presents findings and recommendations, and issued written audit reports that reflect audit results.
          Years of Experience
          Experience
          5-7 Years
          Experience Level
          Level
          Executive
          Education
          Education
          Bachelor's Finance

          Bank Internal Auditor Resume

          Objective : As a Bank Internal Auditor, responsible for evaluating the following criteria for all areas reviewed in a high-quality, professional manner: adequacy of internal controls, reliability of accounting information, quality of ongoing operations of the areas reviewed, and compliance with applicable regulations and standards.

          Skills : Excellent documentation, Communication and IT skills.

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          Description :

          1. Developed and maintained the overall internal audit plan to assess the effectiveness of controls, the accuracy of policies and procedures, the correct application of policies and procedures, compliance with applicable laws, and the efficiency of operations in all departments. Internal audit planning includes compliance audits, information security testing, and other audits performed throughout the organization.
          2. Worked collaboratively with leadership, various departments, and third-party audit firms as applicable, in the execution of the plan.
          3. Maintained overall organizations audit schedule, manages records, and provide updates to the Director of Risk Management.
          4. Scheduled and coordinated internal audits conducted by third-party audit firms, ensuring scopes of audits meet expectations.
          5. Prepared and executed additional risk-based audits to supplement internal audits conducted by third-party audit firms. 
          6. Analyzed data obtained from audits and risk assessments for evidence of deficiencies in controls, duplication of effort, extravagance, fraud, or lack of compliance with laws, government regulations, and management policies or procedures, and plans audits accordingly. Documents results as appropriate.
          7. Obtained management responses to audit findings, tracks the completion of required actions related to audit findings, and conducts follow-up reviews and audits to monitor managements interventions.
          Years of Experience
          Experience
          2-5 Years
          Experience Level
          Level
          Executive
          Education
          Education
          Bachelor's Finance

          Bank Internal Auditor Resume

          Objective : As an Bank Internal Auditor, performed walkthroughs and flowchart processes, identify key controls, build and implement detailed testing methods to evaluate the adequacy of controls. 4+ years of experience as an Internal Auditor and/or Internal Audit Consultant.

          Skills : Attention to detail, Organization and Time-keeping skills.

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          Description :

          1. Maintained a good working knowledge of professional auditing standards, bank regulatory requirements, IT/Cybersecurity developments, and department operating procedures.
          2. Reviewed regulatory and technology processes to assess business risk, internal control, and the overall effectiveness and efficiency of the process. In addition, assess the risks associated with Sarbanes Oxley and internal controls over financial reporting
          3. Participated in the risk identification process and evaluation and testing of business processes and related controls
          4. Worked independently to complete audits of moderate complexity as well as assigned areas in other audits, and consistently achieve audit department objectives relating to timeliness, quality, adherence to budget, and individual productivity.
          5. Assisted in planning of audits.
          6. Reviewed and assess bank operations to evaluate the sufficiency of internal controls, and extent of compliance with policy and regulations, as well as identify areas for improvement.
          7. Produced work papers that support audit conclusions and comply with department standards.
          Years of Experience
          Experience
          2-5 Years
          Experience Level
          Level
          Executive
          Education
          Education
          Bachelor's Finance

          Bank Internal Auditor Resume

          Objective : Bank Internal Auditor is responsible for assisting audit leadership with high quality execution of the annual audit plan, including performing financial and operational audits across businesses.

          Skills : Technical Skills, Adaptability, Excellent analytical skills.

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          Description :

          1. Timely communicated to audit management status of work assigned and any issues impacting timelines, budget, or audit scope.
          2. Effectively communicated audit results to management both verbally and in writing.
          3. Worked collaboratively with Internal Audit management and our various lines of business to deliver value-added recommendations for the remediation of issues identified.
          4. Maintained a positive relationship with external auditors and regulatory examiners.
          5. Communicated (verbally and in writing) with all levels of the Bank to successfully accomplish audit objectives while portraying knowledge and confidence.
          6. Provided an independent and objective perspective.
          7. Able to manage risk and think strategically.
                    Years of Experience
                    Experience
                    2-5 Years
                    Experience Level
                    Level
                    Executive
                    Education
                    Education
                    Bachelor's Finance

                    Bank Internal Auditor Resume

                    Objective : Bank Internal Auditor position functions as a strategic partner within the business by building effective relationships, understanding the business processes, and prioritizing audit work per the business needs. Responsible for properly communicating audit findings and their impact on the business.

                    Skills : Attention To Detail, Communication, Organizational.

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                    Description :

                    1. Gathered, analyzed, and translated data into actionable insights.
                    2. Worked in an environment that requires a high level of accuracy and strong attention to detail.
                    3. Communicated and collaborated effectively with team members and business partners.
                    4. Provided an independent and objective perspective
                    5. Able to manage risk and think strategically. Gathered, analyzed, and translated data into actionable insights.
                    6. Worked in an environment that requires a high level of accuracy and strong attention to detail.
                    7. Communicated and collaborated effectively with team members and business partners.
                              Years of Experience
                              Experience
                              2-5 Years
                              Experience Level
                              Level
                              Executive
                              Education
                              Education
                              Bachelor's Finance

                              Bank Internal Auditor Resume

                              Objective : As an Bank Internal Auditor, conducted audit testing of specified area and identify reportable issues and dimension of risk: ensures compliance with established internal control procedures by examining records, reports, operating practices, and documentation.

                              Skills : Auditing, Accounting, Risk Assessment.

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                              Description :

                              1. Participated in the achievement of the internal audit annual plan by performing audit investigations and reviews. 
                              2. Scheduled, planned, tested, preparation or work papers and documentation, reported deficiencies, and followed up with management.
                              3. Proactively worked as part of the internal audit team to monitor and suggest improvements in the internal control environment, as well as make operational recommendations resulting in improved sales, margins, operating expenses, and working capital management.
                              4. Assisted external auditors by performing selected audit steps supporting the annual external audit process.
                              5. Participated in branch and distribution center annual physical inventory process.
                              6. Performed audits of corporate functions as well as distribution facilities and regional offices.
                              7. Participated in special projects as assigned.
                              Years of Experience
                              Experience
                              2-5 Years
                              Experience Level
                              Level
                              Executive
                              Education
                              Education
                              Bachelor's Finance