Financial Planning Associate Resume Samples

A Financial Planning Associate is a junior support person who provides technical support for all financial advisers. Roles and responsibilities included on the Financial Planning Associate Resume are – data gathering and analysis, making financial planning recommendations, implementing and portfolio management, participating in client meetings, participating in client relationship management, planning updates, portfolio changes, and reviews, participating in developing investment and financial planning strategies, gathering information regarding client finances, and attending client and team meetings as required.

The most sought-after skills include the following – self-confidence, personal integrity, a strong understanding of fiduciary responsibility, the ability to multitask, strong leadership skills, the ability to work successfully in a small company environment, and experience with financial planning, and client relationships management. A degree is commonplace among job applicants.

Financial Planning Associate Resume example

Financial Planning Associate Resume

Headline : Highly motivated former law enforcement/military professional with financial industry experience and a proven track record of career excellence.

Skills : Investigations, Financial Services, Military.

Description :

    1. Attended annual client meetings with the firm's financial planners.
    2. Took notes during these meetings and followed up with corresponding documents, files, and paperwork.
    3. Familiarized with variable universal life insurance products.
    4. Read numerous prospectuses and became an expert in their fees and expenses.
    5. Advised clients on financial plans utilizing knowledge of tax and investment strategies, securities, insurance, pension plans, and real estate.
    6. Matched the needs of a potential tenant to an appropriate rental unit.
    7. Assured all the details of the lease contract were understood and acknowledged by the new tenant.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
BA In American Studies


Financial Planning Associate Resume

Objective : Seeks to bring a meticulous work ethic with serious determination in the field of finance. Goal-oriented team builder with a proven track record of exceeding production, quality, and financial goals.

Skills : Excel, MS Office, Sales, Strategic Planning, Financial Analysis, Inventory Management, Inventory Control.

Description :

    1. Prepared financial reports for client meetings, and data entry for financial analysis software and tools.
    2. Submitted business to the corporate office, compliance reports, and prepare applications, transfer requests, account updates, and other paperwork.
    3. Scanned, deposited, and filed checks to fund accounts.
    4. Monitored pending insurance business and coordinate timeframes to complete the process.
    5. Assisted Financial Advisors with client service.
    6. Prepared summary letters after client meetings.
    7. Placed trades and money movement with Thomson ONE software, and investment research with Morningstar.
Years of Experience
Experience
2-5 Years
Experience Level
Level
Junior
Education
Education
MS In Financial Planning


Financial Planning Associate Resume

Objective : A driven financial professional with experience working in a demanding and high pace environment. Have experience in preparing detailed documents and reports while also leading complex data analysis responsibilities. Skilled at interacting and effectively communicating with people from diverse backgrounds, drawing attention to teamwork and problem-solving.

Skills : Microsoft Excel, Microsoft Access.

Description :

    1. Completed and presented over 350 annual plans to the financial planning clients.
    2. Financial planned work generates over $450,000 per year.
    3. Managed data and analyze forecasts, financial projections, expense reports, and simulations using financial planning software and Microsoft Excel in order to build and deliver meticulous reports, recommendations, and plans.
    4. Created a traceable and simplified system to track plan delivery in order to be compliant with strict compliance regulations.
    5. Restructured data-gathering requests to be more client-friendly and less time-consuming.
    6. Mentored and supervised 6 interns on the data request process and eMoney Advisor Wealth Management Software website setup/maintenance.
    7. Provided financial advisory services to high net-worth individuals.
Years of Experience
Experience
2-5 Years
Experience Level
Level
Junior
Education
Education
BA In Psychology

Financial Planning Associate Resume

Objective : Extensive background in operations, with hands-on production and supervisory responsibilities. Skilled in troubleshooting, accident investigation, human resources problem resolution, supervising multiple production lines, and working closely with Quality Assurance to see that all products are up to standards set by the company.

Skills : Microsoft Office, Salesforce, Call Center Experience.

Description :

    1. Built an initial book of clients under the filters of underinsured and non-insured.
    2. Refreshed outdated policies to address current suitability.
    3. Built an initial book of clients under the filters of underinsured and non-insured within Uniondale.
    4. Generated a strong performing success rate of onboarding, focusing on selling Life, Health, Accident, P&C, Long Term Care, and Disability insurance.
    5. Provided insight into different investment vehicles looking to capture yield based on the customer's risk appetite and age.
    6. Actively discussed investments, 401k plans, mutual funds, and variable annuities.
    7. Transitioned data manually from old planning software to new planning software with no interruption to the business and within short time constraints.
Years of Experience
Experience
0-2 Years
Experience Level
Level
Entry Level
Education
Education
BA In History

Financial Planning Associate Resume

Headline : Seeking a challenging opportunity to exhibit skills and leadership traits learned throughout one's young career. Looking to grow, collaborate, and lead in a team environment to effectively yield solutions and answer customer demands. In pursuit of a full-time position where one can grow and demonstrate value within the Company.

Skills : Microsoft Excel, Hyperion, Sap, Oracle.

Description :

    1. Prospected existing clients and independently develop new financial planning clients.
    2. Managed 401K Plans and Retirement Plans for small business owners.
    3. Assisted in developing new Sales & Marketing strategies.
    4. Developed and maintained long-term relationships with clients.
    5. Analyzed financial information received from clients and develop a suitable financial plan.
    6. Planned and implemented informational financial planning workshops for investment, insurance, and legal instruments and services.
    7. Analyzed financial information to produce forecasts of business, industry, and economic conditions for use.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
BS In Public Relations

Financial Planning Associate Resume

Objective : Responsible for all formal, written client correspondence, including financial correspondence on behalf of advisers, such as proposals and meetings, and also Assessing clients' assets, liabilities, cash flow, insurance coverage, tax status, and financial objectives to establish investment strategies.

Skills : Microsoft Office, Morningstar, CAD.

Description :

    1. Provided investment research and portfolio analysis for an independent financial adviser to high net worth clients on a part-time basis.
    2. Worked with a largely retired and aging client base, gained a strong proficiency in estate planning and settlement, asset protection strategies.
    3. Provided analytical support in the development of comprehensive financial strategies for clients nearing and in retirement, including retirement.
    4. Completed the necessary testing and schooling for licensing requirements regarding life insurance in the state.
    5. Provided assistance to advisors by creating in-depth annual financial plans and various other financial analyses in the pursuit of aiding clients.
    6. Maintained a reliable database of personal client information for the advisors, including information on client accounts, real estate holdings, taxes.
    7. Assisted in client meetings and call preparations for the relationship managers.
    Years of Experience
    Experience
    0-2 Years
    Experience Level
    Level
    Entry Level
    Education
    Education
    BS In Public Relations

    Financial Planning Associate Resume

    Objective : Looking to obtain a financial planning position that will effectively utilize communication skills, analytical capabilities, and experience as a fiduciary financial planner for high-net-worth individuals.

    Skills : Finra Series 7, 66 And CA Life Agent & Variable Contract Insurance License.

    Description :

      1. Prepared client-specific financial analysis; managed financial projections, attended client meetings to provide insight on reports and discuss.
      2. Implemented process improvements for account reconciliations and reporting.
      3. Provided portfolio accounting, research, and analysis support to four partner-level CFP practitioners.
      4. Regularly reviewed financial statements and brokerage transactions to prepare presentations and complete single-issue projects.
      5. Reviewed and improved existing process procedures and policies.
      6. Conducted phone interviews to qualify prospective students for enrollment and once qualified complete required documents.
      7. Computed the equations for Grant eligibility and review Scholarship options.
      Years of Experience
      Experience
      0-2 Years
      Experience Level
      Level
      Entry Level
      Education
      Education
      Certificate In Program

      Financial Planning Associate Resume

      Objective : Self-starter who learns quickly adapts easily and works independently as well as in a team effort & In pursuit of a full-time position where one can grow and demonstrate value within the Company.

      Skills : Multi-Task Management, Energetic And Organized, Excellent Communication, Quick Learner, Outstanding Interpersonal.

      Description :

        1. Accurately entered a high volume of data from different sources into various computer applications.
        2. Routinely updated client information.
        3. Played a key role on senior financial advisor's team servicing 300 clients.
        4. Updated client information within systems, while helping advisor.
        5. Provided financial analysis on investment opportunities and acquisitions.
        6. Performed statistical and marketing studies.
        7. Assisted in the strategic planning process.
        8. Published corporate strategic plan, interacting with upper management to improve the format, data collection, and distribution.
      Years of Experience
      Experience
      0-2 Years
      Experience Level
      Level
      Entry Level
      Education
      Education
      Certificate in Program

      Financial Planning Associate Resume

      Objective : Looking to obtain a position that will enable using working skills, educational background, abilities, and experiences to further expand knowledge and work ethics in a positive environment and become an asset to the company.

      Skills : Computer Proficient, Customer Service, Critical Thinker.

      Description :

        1. Worked with the investment advisors in order to determine client goals.
        2. Developed plans to meet those goals, and manage the client's investment.
        3. Worked on financial models to assist in evaluating acquisition opportunities.
        4. Worked with the CFO to help build the accounting department Co-founder of this at-home health care startup; co-wrote the initial business plan.
        5. Aided in the preparation of estate planning documents and presentations.
        6. Prepared detailed financial plans for multiple clients involving detailed financial analysis.
        7. Developed training resources regarding new planning.
      Years of Experience
      Experience
      0-2 Years
      Experience Level
      Level
      Entry Level
      Education
      Education
      BS In Public Relations

      Financial Planning Associate Resume

      Headline : Seasoned professional looking to grow and succeed in a dynamic environment. A proven track record of exceeding departmental goals while initiating operational enhancements to improve quality and reduce costs.

      Skills : Organization, Inventory Management, Coordinating, Planning, Managing, Strong Leadership, Team Player.

      Description :

        1. Worked with existing and new clients to ensure they are planning for their futures both from a security and financial standpoint.
        2. Analyzed financial information to produce forecasts of business, industry, and economic conditions for use in making customs.
        3. Financial planned associate responsible for accurate maintenance and updates on all client's portfolios on a daily basis utilizing financial programs.
        4. Created client documents and participated in meetings Built strong relationships with clients and prospects.
        5. Analyzed reports to determine appropriate.
        6. Prepared partnership, fiduciary, and personal tax returns, made year-end recommendations for tax planning strategies, reviewed personal finances.
        7. Processed financial plans for customers.
      Years of Experience
      Experience
      5-7 Years
      Experience Level
      Level
      Executive
      Education
      Education
      BS In Public Relations