Financial Professional Resume Samples

The Financial Professional is a specialized expert who can assist clients in taking profitable financial decisions in matters such as savings, loans, debts, and investment funds. The major area of roles and responsibilities covered by these individuals are listed on the Financial Professional Resume as follows – helping individuals or companies to develop and maintain ideal financial level, soliciting new customers through approved methods and techniques, proposing insurance and investment products, making necessary adjustments in policyholder’s portfolio, maintaining records of accounts and preparing reports for the company.

Employers seek professionals with these attributes – customer service focus; revenue-focused goals, self-confident and autonomous, responsible and committed, mathematical skills, knowledge of accountancy and finance; and strong critical thinking capacities. Ideal candidates must be able to demonstrate on the resume a Master’s degree in the field of finance or business-related fields.

Financial Professional Resume example

Financial Professional Resume

Headline : To be part of a great company and make significant contributions that leads to company's profitability and personal Financial Professional career growth.

Skills : MS Office, Management.

Description :

  • Contributes to our culture – as a financial professional answering client inquiries in a fun, fast paced, and innovative contact center setting
  • Delivers great client service when answering inbound phone calls
  • Handles the hard stuff.
  • Takes ownership and Tackle complex and challenging issues to resolve the client’s needs.
  • Helps client’s grow - introducing clients to TD Ameritrade products and services.
  • Provides reliable information to clients regarding their accounts.
  • Shares  ideas and  feedback to help identify opportunities that will make experience better.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
Finance


Sr. Financial Professional Resume

Summary : Accomplished and energetic Financial Professional with a solid history of achievement in Sales. Motivated leader with strong organizational and prioritization abilities. Areas of expertise include Life insurance, Health insurance and Management. Goal-oriented Financial Professional dedicated to high levels of customer satisfaction and meeting aggressive business goals.

Skills : Forklift Operator, Management, Management, Supervision.

Description :

    1. Seeks out new clients and develop clientele by networking to find new customers and generate lists of prospective clients.
    2. Ensures that policy requirements are fulfilled, including any necessary medical examinations and the completion of appropriate forms.
    3. Customizes insurance programs to suit individual customers, often covering a variety of risks.
    4. Explains features, advantages and disadvantages of various policies to promote sale of insurance plans.
    5. Calculates premiums and establish payment method.
    6. Performs administrative tasks, such as maintaining records and handling policy renewals.
    7. Develops marketing strategies to compete with other individuals or companies who sell insurance.
    8. Attends meetings, seminars and programs to learn about new products and services, learn new skills, and receive technical assistance in developing new accounts.
    9. Plans, administers and controls budgets for contracts, equipment and supplies.
Years of Experience
Experience
10+ Years
Experience Level
Level
Senior
Education
Education
Associate


Jr. Financial Professional Resume

Objective : Interested in creative, challenging jobs in the fields of food production, organic farming, the local food movement. Have also enjoyed working in fine dining and material handling.

Skills : Microsoft Office, Management.

Description :

    1. Speaks publicly at professional conferences such as the Truman Medical Center (TMC) Fall Anesthesia Conference and the University of Missouri-Kansas City (UMKC) regional American Pharmacists Association (APHA) event.
    2. Meets with and listen to clients or prospective clients to understand their personal/financial concerns and future goals while building and maintaining long term, trusting relationships.
    3. Gathers and analyzes information which includes employee benefit information, life insurance policies (or summary) and annual statements, disability income insurance policies or summary.
    4. Responsible for Retirement account statements (Roth IRA, IRA, 401(k), 403(b), etc.) Social security statements, stock option information, pension plans and/or defined benefit plans, deferred compensation plans, profit sharing plans.
    5. Plans and/or other Education account statements and annuity statements.
    6. Evaluates existing strategies and current financial assets to identify gaps, if present, use specialized knowledge to advise/recommend solutions such as income replacement strategies, education funding, estate conservation, retirement planning and business succession planning.
    7. Monitors clients' accounts and determine if changes are needed to improve account performance or to accommodate life changes, such as getting married, having children or retiring.
Years of Experience
Experience
2-5 Years
Experience Level
Level
Junior
Education
Education
B.S.

Financial Professional I Resume

Objective : Financial Professional provided with the knowledge and skill set that feel are necessary to succeed in any organization. Strong willed and determined to take additional actions to refresh and reeducate on concepts in order to effectively work in any Financial Professional position organization needs.

Skills : MS Office, Management.

Description :

    1. Analyzes pensions, 401k, 403b, 457's etc.
    2. Helps to maximize potential growth and better suit investor/employee Participating in the plan while also evaluating additional employee benefit packages.
    3. Works with the senior citizen market in aiding to make Medicare and Medicare supplement choices based on what their financial situation may allow.
    4. Analyzes compensation reports Analyzing/comparing financial statements, running hypothetical investment and ROI reports in multiple software's.
    5. Monitors FINRA regulations to keep all client files and notes in compliance Verifying and monitoring suitability for each client's investment risk profile and also keeping all client files in compliance.
    6. Prospects within & throughout assigned school districts for potential clients.
    7. Specializes in knowledge of tax-sheltered annuities & psers pension plan.
Years of Experience
Experience
2-5 Years
Experience Level
Level
Junior
Education
Education
Bachelors

Financial Professional II Resume

Headline : To translate 10+ years of Financial Professional experience, sales associate mentorship skills and expertise in the financial services industry into a Training & Development position with an exceptional company.

Skills : Schedule Management, Collaboration, Public Speaking,.

Description :

    1. Specialized in client creation by developing insurance and investment programs.
    2. Made sales presentations regularly for a broad range of life and non-life insurance contracts and financial products and services.
    3. Maintained, in force, the existing insurance and investments products of clients, secure the reinstatement of insurance that has lapsed, and perform all the duties incident to the care and conservation of the business assigned by Prudential.
    4. Exceeded all sales goals including Fast Launch.
    5. Assisted in the training of CDP and new FPA's both in office and in the field.
    6. Provided mentorship to newly licensed agents.
    7. Acquired leads, secure appointments, and close sales.
    8. Organized files and keep up on all compliance related requirements.
    9. Acquired and Life and Health, S6, and S63 licenses.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
Bachelor's

Financial Professional III Resume

Summary : Becoming a top employee for your organization by using versatility, listening skills and experience in customer service acquired from years working in the hospitality industry and an award winning training and development with New York Life. Exceptional team work oriented attitude and exceptional problem solving skills.

Skills : Management, Organizing.

Description :

    1. Performed financial review and fact findings to clients to develop sale opportunities.
    2. Worked with various professionals to develop cross sell opportunities.
    3. Listened carefully to client's financial goals and recommending a suitable solution.
    4. Developed and maintained long lasting relationships with clients and generating quality referrals.
    5. Received the Career Life Success Award in just two months with the company.
    6. Served clients short and long term financial needs.
    7. Acquired, retained, and developed deep relationships with clients through conversations and interviews.
    8. Deeply analyzed individuals' current financial situations to help them plan for the future.
Years of Experience
Experience
7-10 Years
Experience Level
Level
Management
Education
Education
Bachelor's

Asst. Financial Professional Resume

Objective : Demonstrated professional with nearly 10 years of experience, knowledge and success in the financial services industry. Creative, goal-oriented, ethical, professional, honest, personable, and flexible individual with the drive of a veteran sales professional and the heart of a teacher. Looking to become a part, or the leader of, a strong team of like-minded individuals to continue a successful and ethical career that can be proud of and enjoy.

Skills : Proficient in Microsoft Office, InDesign, Photoshop.

Description :

    1. Focused on the long and short term financial needs of clients.
    2. Strategically implemented investment strategies using Life Insurance, Mutual Funds, Annuities and Long Term Care.
    3. Built a large client base by prospecting in variety of markets.
    4. Extensive used of direct mail, client referrals and community outreach programs.
    5. Continually strived to enhance education of products and services, which provided unique solutions to holistic financial planning.
    6. Worked and developed marketing strategies using salesforce, social media, outlook, orphan leads, and B2B contacts to sale and distribute AIG products.
    7. Worked in a supervisory position with two assistants as we developed a strong book of business through various marketing lines, and effective sales concepts.
Years of Experience
Experience
2-5 Years
Experience Level
Level
Junior
Education
Education
Bachelor's

Associate Financial Professional Resume

Headline : To obtain a Financial Professional position in a professional organization where skills in finance and/or Management Information Systems are valued and relevant.

Skills : Microsoft Office , Account Management.

Description :

    1. Managed investment portfolios tailored to the client's needs, utilizing a collaborative approach based on short, medium, & long term objectives, risk tolerances, budget, and performance analysis.
    2. Developed and implemented personal financial plans and wealth management strategies.
    3. Organized and conducted individual client meetings, and informational/educational seminars.
    4. Managed multi-million dollar equities trading account consisting of 25-30 equity positions.
    5. Responsible for real-time risk/benefit assessment, trend analysis, determining buy/sell entry and exit points, managing risk exposure, and collaborating with a 3 member team on trading strategies and implementation.
    6. Responsible for principal duties was the analysis of the clients goals, priorities and resources to develop their personalized strategy, create portfolio of products that has the potential achieving financial success, strived to develop ongoing relationships with clients to help them review and revise their financial strategies through each life stage.
    7. Consultative met to examine a client's current situation and financial needs.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
Bachelor's

Lead Financial Professional Resume

Summary : To utilize the skills gained from an MBA & Academic education along with industry licensing and CRPC certification to help clients with financial planning process in the hopes of fostering life time relationships.

Skills : Influence & Presentation Training, Proficient In Microsoft Office, Experience Using Salesforce.

Description :

    1. Develop and implement vertical market penetration strategies.
    2. Work with individuals and business owners to help them define their financial goals and will provide strategies, products, and services to help them work toward their financial objectives.
    3. Focus is on investment, retirement planning, estate conservation strategies, and employee benefit plans.
    4. Explain complex issues to my clients in easy-to-understand language.
    5. Help clients map out their objectives and select the appropriate products and solutions.
    6. Dedicate Planner for KEMBA Credit Union in Springdale, OH.
    7. Learn the importance of a good presentation and positioning with a client.
    8. Focus on the acquisition and sales with no concentration on building the relationship.
Years of Experience
Experience
10+ Years
Experience Level
Level
Senior
Education
Education
Master's

Financial Professional Resume

Objective : To gain valuable and relevant experience by obtaining a Financial Professional position within the fields of digital marketing, hopefully leading to future endeavors with firm.

Skills : Sales, business development, customer service, relationship management, personnel management, public speaking.

Description :

    1. Conducts detailed financial analysis for clients and made recommendations based on client's needs.
    2. Maintains and regularly updates detailed files on clients according to company and FINRA standards.
    3. Performs good order reviews of required forms and legal documents.
    4. Processes market sensitive financial transactions accurately and address and resolve outstanding good order requirements with third-party Financial Advisors and Prudential Agents.
    5. Effectively communicates (via letter or phone) responses and reasoning concerning the inquiries to the involved parties.
    6. Proactively identifies improvement opportunities and recommends solutions, track and trend processing errors, and provide detail feedback to clients.
    7. Develops and cultivates relationships with an affluent, finance-savvy client base.
    8. Prospects client leads and identify growth and referral opportunities within existing client base.
    9. Conceptualizes long-term financial strategies and plans for clients, recommend products, and prepare insurance for review and underwriting.
Years of Experience
Experience
2-5 Years
Experience Level
Level
Junior
Education
Education
Bachelor's