A Securities Analyst is a financial professional who studies various companies, and industries to provide research, and valuation reports, and offers buying/selling/ holding recommendations. These financial experts undertake and execute the following duties mentioned on the Securities Analyst Resume – researching and evaluating companies, finding out profitability and sustainability with the current profits, looking for indications of expansion and growth, projecting the company’s future earning based on observation, and making recommendations to the clients on which security to buy or sell.
Security Analysts are apt with spreadsheets and numbers and potential enough to explain the results of the analysis to clients; management and peers in the industry. They are skilled in mergers and acquisitions and have a sound knowledge of capital markets. Many of the analysts have a degree in the area of finance or the related. Post-graduation such as CFA increases job prospects
Summary : A hardworking, dedicated, successful and responsible finance professional with over 20 years of experience in the financial service industry. Expertise in securities analysis, asset allocation, financial planning, advisor development, and technology. Background in presenting ideas to management, relating to customers, training and problem solving.
Skills : Project Coordination, Project Management, Resource Management, Time Management, Team Leadership, Google Docs, Process Improvement.
Description :
Advised in allocating $75 million of managed money in equity and fixed income cash.
Achieved a 70% return on buy/hold recommendations, compared to a positive 56% return on the Russell 2000 Index during the same period of the past five years.
Maintained 112 held equities and 60 fixed income securities.
Experience in multiple product areas, outside of Large Cap income yielding equities and fixed Income in various industries, including Biotechnology, Small Cap Consumer Staples, Mid Cap Industrials, and Commodity equities.
Recommended adjustments to portfolio allocation when necessary as is deemed by the Investment Policy Statement.
Advised the President on equity and fixed income transactions, including the development of financial models, due diligence sessions, memo drafting, tax matters and presentations.
Provided technical assistance and support for industrial and commercial building operators, including assistance with setting energy management goals, implementing energy efficiency measures, tracking energy data, and achieving recognition for energy efficiency achievements.
Experience
10+ Years
Level
Senior
Education
Masters Of Science In Finance
Securities Analyst Resume
Objective : Responsible for Providing technical support in areas such as heating, ventilation, and air conditioning (HVAC) systems, building control systems, chillers, and chilled water distribution, boilers and steam distribution, utility metering, lighting, emergency power, data centers, life-cycle cost assessments.
Served in Calculation Agent capacity while providing front-line assistance to investors.
Evaluated external party files against CREFC industry standards before using as inputs for payment models.
Interpreted legal documents to reconcile differences in model results and to construct MS Excel payment models.
Performed second-level reviews of processing by other CMBS team members.
Responded to investor requests, coordinating with other internal and external groups as necessary Identified and led initiatives to automate processing steps, reducing processing times and risk of errors.
Developed macros to test external party files without consuming team's technology budget.
Revamped processing of all re-securitizations by streamlining interactions of Access, Excel and Crystal Reports, improving speed and reliability of process.
Experience
2-5 Years
Level
Junior
Education
BS In Economics
Securities Analyst Resume
Headline : Highly qualified Securities Analyst with experience in the industry. Enjoy creative problem solving and getting exposure on multiple projects, and I would excel in the collaborative environment on which your company prides itself.
Skills : Microsoft Office, Bloomberg, Matlab, R, Mandarin Chinese.
Description :
Responsible for maintaining data quality and consistency of all Multi-Family loan and MBS transactions within the PFP (Pooled from Portfolio) data space.
Analyzed critical financial data.
Anticipated business partners' needs to ensure mutual satisfaction by effectively integrating their business needs into resolutions.
Participated in the identification and documentation, and implementation of process improvements that strengthened the internal control environment, enhanced operational efficiency, and provide benefits to business partners and/or MultiFamily Operations.
Collaborated with the Legal team to ensure the accurate publishing, delivery, and disclosure of MBS security instruments to investors Participated in process improvement project teams.
Gathered business and system requirements from users and stakeholders via interviews, JAD sessions, and questionnaires Provided support to the Project Manager with system enhancement project releases including data modeling and user acceptance testing utilizing SDLC methodologies ie.
Provided weekly reports to security updates, loan level reporting, MBS disclosures, special verification disclosures, pool data change requests, and data integrity.
Experience
5-7 Years
Level
Executive
Education
MBA
Securities Analyst Resume
Summary : Analytical, bilingual professional with 10+ years experience and knowledge in asset management, budgeting, consolidation, accounting and reporting functions, and personal and corporate taxation. A meticulous, high-energy leader with strong personnel management skills. Excellent communication, collaboration, organizational and quantitative skills. Proven ability to interface effectively with executives, management, staff, and clients. Fluent in Spanish. Technically proficient in Microsoft Applications, QuickBooks, Drake, and Windows applications.
Skills : Analytical, Adaptable, Critical Thinking, Problem Solving, Project Management; Ability To Collect And Synthesize Data And Concepts, Persuade And Lead, Multi-task, Assess Risk, Negotiation And Pay Attention To Detail.
Description :
Added fixed income, equities, and international securities to all applications in an accurate and timely fashion, ensuring that securities are priced and order routing is accurate.
Provided analytical support and reporting trend tracking.
Performed research to respond to requests or assignments.
Acted as a liaison to security master for trade related or operational process failures, handling difficult calls.
Reviewed Security Master requests for accuracy.
Monitored workflow for efficiencies, making recommendations and implementing as necessary.
Sought, suggested, and documented cost control ideas and process improvements.
Experience
10+ Years
Level
Senior
Education
GED
Securities Analyst Resume
Headline : A Securities Analyst Professional with a Passion for Business Analysis, Finance, Problem Solving, Critical Thinking, Process Improvement and Information Technology Support.
Skills : Html/CSS, Javascript, Java, SQL, Microsoft Office, Advanced Excel, VBA, Wire Framing, UI Design, Requirements Analysis, Project Management, Automated Test Cases, User Acceptance Testing, Algorithmic Modeling And Evaluation.
Description :
Regularly exceeded personal production goals processing collateral for mortgage-backed securities.
Created cash adjustment breakdown template adopted as required use for department.
Wrote code to generate and format 8000+ unique templates querying Oracle and Access databases and place resulting files in individual directories, creating folders if needed.
Assembled first ever department wide list of cash adjustments per cycle at a loan level facilitating internal training and discussion with external data reporters.
Distributed the data aggregator as stand-alone Excel file usable without technical training.
Designed code framework for reporting layout agnostic automatic capture of cash adjustments.
Designed database to facilitate constructing of trending data for existing and new datasets schemas.
Experience
5-7 Years
Level
Executive
Education
Bachelor Of Arts In Economics
Securities Analyst Resume
Headline : Seeking a Securities Analyst position with an outstanding career opportunity that will offer a rewarding work environment along with a winning team that will fully utilize management skills.
Monitored performance and compliance of both CLOs and lending facilities Perform collateral compliance test in accordance with series deal documents and department procedures.
Ensured the reporting to investors remains in compliance with the requirements of the Indenture and investor-defined guidelines.
Researched and interpreted legal documents such as Indenture, collateral manager agreement, trust agreement, SWAP/CAP agreements as issues arise with the asset or liability payments.
Worked to help maintain the relationship between Wells Fargo, clients and other parties involved in transactions.
Created both monthly and quarterly reports that are provided to investors.
Handled trade request when notified by Collateral Manager.
Trained team members on running compliance test for CLOs.
Experience
5-7 Years
Level
Executive
Education
GED
Securities Analyst Resume
Objective : As a Securities Analyst, responsible for Conducting due diligence on public companies and real estate markets in Asia Pac by analyzing financial statements, interviewing company management teams and reviewing other sources of market and company information.
Involved in interpreting complex legal documents that describe the allocation of payments to various classes of securities.
Prepared and distribute consolidated collateral and security information reports.
Analyzed and reviewed monthly bond remittance calculations, deal structuring, and verifying composite structures and allocations for RMBS securities in portfolios.
Compiled all external reporting as required by departmental procedures and/or contracts.
Analyzed legal documents for correctness in the execution of cash distributions, model credit enhancements for atypical MBS structures, and contribute as interdependent member of client resolution.
Acted as backup for my Portfolio Manager, Bonds Analyst, and other Financial Analysts in my department.
Mentored and created training material for new team members.
Experience
2-5 Years
Level
Executive
Education
BS In Business Admin
Securities Analyst Resume
Summary : Responsible for Supporting analysts and portfolio managers in making investment recommendations based on the LaSalle Investment Management (Securities) valuation methodology.
Skills : HIV Counseling/Testing, Trauma Training, Circe Of Security Training/Certified-Children, Job Training/Job Readiness Trainer.
Description :
Provided prompt and accurate customer support for external and internal customers.
Troubleshoot or improved production process issues and provide detailed analysis of data and communication of exceptions within department and with internal business units, as well as work with various business units to resolve and discrepancies or issues.
Made recommendations based on analysis of data to mitigate potential risk to the investor.
Reviewed and interpreted securitization documents and complete the setup process of new deals.
Assisted with the writing of Standard Operating Procedures.
Developed training curriculums and product development.
Worked with the U.S income team to provide assistance to large key institutional clients such as FHLB, Fidelity, and Mass Mutual.
Experience
10+ Years
Level
Senior
Education
Bachelor Of Science In Business Administration
Securities Analyst Resume
Headline : To establish a long-term career in a company where I may utilize my Securities Analyst professional skills and knowledge to be an effective Associate Program Manager and inspiration to those around me.
Skills : Advanced Excel, Analyst.
Description :
Performed risk assessments to help create optimal prevention and management plans.
Routinely researched and responded to clients' inquiries in an appropriate, conscious and timely manner.
Reported and monitored of key business metrics Reviewed and analyzed various loan documents including but not limited to notes, deeds of trusts, prospectuses, appraisal reports, PNAs, and underwriting narratives Responsible for the submission, disclosure, and validation of pool data change requests Prepared various Ad Hoc reports.
Led initiative to provide external parties with automatic confirmation once monthly review of files is complete, reducing errors in cash flow receipts.
Led team-wide initiative and built process control to break out expenses associated with class-specific loans, eliminating a specific type of payment error that had become relatively frequent with market downturn.
Maintained department documentation as required by Compliance.
Reviewed energy consumption data for assigned facility to assist building owners in benchmarking performance against peer group and historical performance.
Supported the review and analysis of large volumes of program data, and helping to distill data into narratives for reports, case studies, etc.
Assisted with development and implementation of program strategies, preparing and presenting persuasive presentations, and research and analysis of energy efficiency and industry trends.
Conveyed complex technical subjects to non-technical audiences.
Conducted outreach to build and maintain relationships with key market actors, including building owners and operators, industry associations, and utilities.
Contributed to the development and deployment of communications, outreach, and training resources, including case studies, webinars, in-person events, and other opportunities.
Experience
5-7 Years
Level
Executive
Education
Bachelor Of Science
Securities Analyst Resume
Objective : Motivated professional, with bags of energy, with the ability to work independently in an environment of change, challenge, multiple deadlines and priorities. Extensive experience of Financial Analysis and Business Operational matters. Passionate about supporting individuals and businesses to excel, while maintaining a strong relationship. Pragmatic and results orientated individual who is eager to deliver excellence at every opportunity.
Skills : Microsoft Office, Coordinating Skills.
Description :
Interpreted and effectively applied federal and state securities laws in connection with initial public offerings, including the evaluation of offering materials and financial statements for compliance with state regulations.
Analyzed complex business plans and compose comprehensive comment letters detailing areas of noncompliance and offering suggestions how to resolve such issues.
Demonstrated ability to negotiate with legal counsel and dealer compliance personnel to resolve compliance issues Exercised independent judgment in making recommendations to the Director and Securities Commissioner regarding both securities and dealer applications.
Specialized in the registration of limited partnership offerings, equity and debt securities for small company registrations.
Actively participated in NASAA's Direct Participation Program Project Group to develop uniform practices and procedures as they relate to limited partnership offerings filed in multiple states.
Coordinated with other team members and clients to develop local, regional, and national strategies to influence the market and increase participation in programs.
Performed in-depth analysis of energy efficiency savings, using spreadsheets, databases, and custom programming.
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