KYC Analyst Resume Samples

A KYC Analyst primarily reviews documentation for new customer accounts, analyzes new customer processes and policies, and evaluating high-risk accounts. The job description entails studying market trends and to observe customer behavior patterns within the company. Completion of several tasks are crucial for this role, however, certain core and important ones are listed on the KYC Analyst Resume as – conducting research to verify information on new account documents, ensuring new customers are not high-risk customers, reviewing policies and procedures, generating reports, reviewing existing and proposed procedures; making decisions, and suggestions in areas such as marketing, product development, and customer satisfaction.

Data analysis and research tasks require a lot of observation and multitasking skills. The applicants need to possess strong verbal and written communication skills and show familiarity with various research methodologies. Other abilities include – a good understanding of risk and compliance; and the ability to monitor the market trends. Formal education to a degree level will suffice.

KYC Analyst Resume example

KYC Analyst Resume

Headline : Experienced banking KYC Analyst professional with unique regulatory & operations skills seeking to add value to financial & investment companies, specifically in Trading Desk/Trade Settlement departments. Qualities & skills Performs complex problem-solving & analysis by applying previous experiences to new challenges.

Skills : Excel, LexisNexis, Bloomberg, Lotus Notes, Sharepoint, Citrix.

Description :

    1. Analysis of client source of wealth & net worth with regards to suitability to the Firm.
    2. Familiared with account documentation requirements for Know Your Customer (KYC) regulations JPMorgan Chase Commercial Bank Familiarity with LIBOR/Spread rates to calculate interest accrual for commercial lines of credit & term loans.
    3. Performed research analysis on payment patterns & transaction history to reconcile discrepancies.
    4. Serviced all of JPMC Commercial Bank's Global Wealth Management & Ultra High Net Worth portfolio.
    5. Conducted EDD reviews for high risk customers (e.g. identifies the purpose of the account, confirms source of wealth, reviews adverse media, etc.) as part of onboarding and throughout the course of the relationship.
    6. Conducted transactional reviews of customers as part of periodic and event driven reviews.
    7. Ensured that sufficient customer information was collected by the lines of business to develop an understanding of normal and expected activity based on the customer occupation or business operations for high risk customers.
              Years of Experience
              Experience
              5-7 Years
              Experience Level
              Level
              Executive
              Education
              Education
              B.A. In Communications


              KYC Analyst Resume

              Headline : KYC Analyst with 6+ years of experience with strong business analysis skills and expert of various software development life cycle methodologies. Design and review of various documents including the Software Requirement Specifications (SRS), Business requirements document (BRD), Use Case Specifications, Functional Specifications (FSD), Systems Design Specification (SDS), Requirement Traceability Matrix (RTM) and testing documents Knowledge in the ETL (Extract, Transform and Load) of data into a data ware house/date mart and Business Intelligence (BI) tools like Business Objects Modules (Reporter, Supervisor&Designer) Experienced in conducting User Acceptance Testing and coordinating with the UAT.

              Skills : Excel, PowerPoint, Access, Outlook, Quick Books, Windows, and FDR.

              Description :

                1. Maintained flow of funds and transaction daily.KYC Remediation of existing customer including data collection, on-boarding tothe KYC Application and creation of KYC files in logical order fit for sign-off Responsibilities: Manage and facilitate client due diligence, including coordinating the participation of JPMorgan stakeholders who have KYC responsibilities.
                2. Served as point of contact for KYC and reporting issues for designated clients.
                3. Acted as a KYC and AML subject matter resource for KYC due diligence teams.
                4. Acted as a subject matter resource on the KYC/AML policies and procedures as well as advise in formulating and writing policies and procedures Participate in annual AML discussions with clients.
                5. Discussed and escalated with Compliance complex issues surrounding client types and structures, financial products and services, and other AML risk-related issues.
                6. Investigated names and accounts provided by multiple sources based on the AML Compliance office policies and procedures Review and analyze KYC data gathered to assess reasonable cause to advance an alert for an investigation Conducted due diligence searches, gathered data, and recorded evidence from internal systems, the internet, and third-party databases (Actimize and World Check).
                7. Reviewed and monitored clients' accounts for potential matches to designated sanctioned targets and prohibited person's lists.
              Years of Experience
              Experience
              5-7 Years
              Experience Level
              Level
              Executive
              Education
              Education
              Master In Business Administration


              KYC Analyst Resume

              Objective : Supported the KYC Manager on various compliance tasks relating to customer acceptance, customer risk rating, EDD, mitigating controls, adverse media, and any other delegated areas of the BSA/AML and OFAC compliance program.

              Skills : Transaction Monitoring, AML Analyst, Financial Crimes, Investigations.

              Description :

                1. Completed due diligence periodic reviews of personal, corporate and trust accounts using World Check, LexisNexis and Google negative news searches.
                2. Determined source of customer wealth and create a source of wealth narrative.
                3. Conducted enhanced due diligence to determine the legality of the derived wealth of the customer.
                4. Conducted risk rating analysis to ensure that accounts are properly risk-rated.
                5. Conducted periodic reviews of the accounts of Special Category Customers, such as PEPs and other high-profile individuals.
                6. Conducted pre-reviews of potential new accounts to determine whether the account's risk is satisfactory for the bank.
                7. Analyzed documentation to determine the country(s) of business exposure.
              Years of Experience
              Experience
              2-5 Years
              Experience Level
              Level
              Junior
              Education
              Education
              MS

              KYC Analyst Resume

              Objective : To obtain a multi-tasking KYC Analyst position that will require me to use my skills, and my experiences. Work for a company that promotes growth and professional development.

              Skills : Currently pursuing CAMS certification Knowledge on.

              Description :

                1. Tested NORKOM application for monitoring customer transaction activities.
                2. Reviewed Business Scenarios sent by Business Area and Create test cases.
                3. Developed test cases to support software testing requirements.
                4. Performed dry run on test plans and escalated any possible discrepancies.
                5. Executed test cases and documented results in HP Quality Center 9.2.
                6. Performed Functional Testing for the applications used within CRS department.
                7. Performed New Functionality, Regression Testing, System Integration Testing.
              Years of Experience
              Experience
              2-5 Years
              Experience Level
              Level
              Executive
              Education
              Education
              MS

              KYC Analyst Resume

              Summary : As a KYC Analyst, responsible for assisting in the development and documentation of policies and procedures relating to all aspects of KYC, and also Escalating issues of concern to the BSA/AML Investigations team as necessary and appropriate.

              Skills : Microsoft Office, LexisNexis, Multitaking.

              Description :

                1. Assessed and became familiar with business clients to mitigate potential risk, and maintain a good working relationship with the bank.
                2. Duties included requesting, researching, and reviewing documentation, including legal documents, and performing due diligence by verifying client information/identification.
                3. Worked effectively with sales department to obtain and verify documentation and comply with CIP requirements.
                4. Searched for negative news, political affiliations, and/or criminal activity.
                5. Researched and gathered documentation of good standing for active, registered, and/or charted companies.
                6. Analyzed ownership structures and nature of businesses.
                7. Updated entity information via AMC database.
              Years of Experience
              Experience
              7-10 Years
              Experience Level
              Level
              Management
              Education
              Education
              MS

              KYC Analyst Resume

              Objective : KYC Analyst with a background in the financial industry, focusing primarily on AML regulations and financial investigations. Detail-oriented with experience in report writing, regulatory compliance, and auditing. Solution-oriented professional with strong problem-solving skills; effective interpersonal and communication skills.

              Skills : Word, Multitasking, Managing Skills.

              Description :

                1. Researched, analyzed, and evaluated required KYC information on business banking clients.
                2. Validated the customer's business purpose and legitimacy and analyze any transactions that appear unusual based on the customer's profile.
                3. Risk rank the customers based on assessment of the risk profile of the customer including product, geography, transaction history and other relevant information.
                4. Provided detailed documentation of the due diligence performed.
                5. Determined appropriate action to be taken based upon the customer review.
                6. Provided next step recommendations to KYC management, escalate issues as appropriate.
                7. Interacted with Bankers to obtain required information.
              Years of Experience
              Experience
              2-5 Years
              Experience Level
              Level
              Executive
              Education
              Education
              B.A In Business

              KYC Analyst Resume

              Objective : Highly qualified KYC Analyst with experience in the industry. Enjoy creative problem solving and getting exposure to multiple projects, and I would excel in the collaborative environment on which your company prides itself.

              Skills : Microsoft Office Suite, Legal Research.

              Description :

                1. Advocated for Health Savings Accounts, Global Prepaid Accounts and New Business clients providing exceptional service and ensuring all company policies and client privacy is protected.
                2. Responsible for ensuring and reviewing all KYC requirements for new client onboarding.
                3. Maintained detailed records on clients while analyzing and inputting new client data.
                4. Based on product knowledge and experience, handled exception items and escalated issues.
                5. Reviewed and utilized this information to provide process improvements and identify training opportunities to improve the team's overall knowledge and reduce the number of escalated issues.
                6. Managed all aspects of client servicing, special investigations, foreign exchange wires, funding procedures/software testing of web-based and service oriented/server applications.
                7. Duties also required attention to detail, analytical skills, extensive data entry of lockbox check deposits to cardholder accounts, interaction with clients and cardholders daily, detailed research and special handling with the quality assurance of staff productivity.
              Years of Experience
              Experience
              2-5 Years
              Experience Level
              Level
              Executive
              Education
              Education
              GED

              KYC Analyst Resume

              Objective : A high-achieving leader with outstanding experience in AML/KYC Investigations. Closely monitored and identified suspicious behaviors related to possible monetary fraud and Anti-Money Laundering. Demonstrated knowledge and experience in research sources and methods, with thorough experience conducting background research on people and companies.

              Skills : Due Diligence, Analyst, Risk Management, Risk Assessment, Anti-Money Laudering Laws, Personal Wealth Management.

              Description :

                1. Knowledged of the laws applicable to money laundering, the Bank Secrecy Act, The USA PATRIOT Act, US Treasury AML guidelines, and Suspicious Activity Reporting.
                2. Interpreted and applied anti-money laundering regulations to identify and recommend compliance changes as appropriate.
                3. Collected and examined financial statements and documents to assist in identifying unusual transaction patterns.
                4. Investigated potentially suspicious activity that may arise from account surveillance, branch escalations, risk alerts, regulatory investigations, and matters otherwise escalated to the AML Group by the Business, Compliance, Legal, Risk or other Firm divisions where account transactional activity is at issue.
                5. Conducted appropriate due diligence related to the potentially suspicious activity through the review of client background information, review of securities transactions, and fund movements as necessary.
                6. Conducted due diligence searches in various third party and internal databases.
                7. Implemented and maintained appropriate KYC and enhanced due diligence compliance standards.
              Years of Experience
              Experience
              2-5 Years
              Experience Level
              Level
              Junior
              Education
              Education
              MS

              KYC Analyst Resume

              Headline : A dynamic professional with compliance management experience within the banking and investment environment, I have a solid Background in Know Your Customer (KYC) and Anti Money Laundering (AML) regulation with sound knowledge of wide range and complex variety of corporate/trust/fund structure and a wide variety clients types including quoted companies, private companies hedge funds, Special Purpose Vehicle (SPV) and partnerships.

              Skills : MS Office Visio, MS Office Word, Investigations.

              Description :

                1. Conducted investigations into various types of funds and investment vehicles to determine their investment managers as well as the documentary evidence indicating the relationship between the entities (funds and investment managers) and the appropriate MIFID classifications.
                2. Sourced and gathered relevant documentation for entities such as charities, trusts, foundations, LLPs, LLC, pooled investments (Hedge funds and SPVs, etc), /SPE and complex ownership structures and conducting high-level checks in line with due diligence procedures of the bank Working as part of a 20-man team on the project responsible for carrying out due diligence on funds linkage and remediation and reviewing KYC documentation used to on-board or re-mediate high-risk clients and carrying out enhanced due diligence on same.
                3. Escalated negative news/adverse media and PEP (true matches) to compliance for approval of negative news disposition and assisting KYC department with other KYC remediation projects to enhance the KYC framework Working with the front office to off-board clients who no longer have a relationship with the Bank and understanding the rationale behind products provided by the bank to the client and associated risk to the KYC record.
                4. Conducted KYC on high net worth individuals and corporate entities before acceptance as a client through KBA - Knowledge-Based Authentications, EID and V, Screening - Adverse Media Search and PEP assessments using Thomson Reuters World-Check and Bridger.
                5. Ensured all documentary evidence are properly recorded and stored for easy accessibility.
                6. Drafted and reviewed Trusts Deeds and other forms of contract such as an Investment Management Agreement, Prospectus, Deed of Counter - Indemnity, Private Placement Memorandum, Offering Circular, e.t.c.
                7. Assigned full review of low and medium-risk ITA accounts (inactive turned active).
              Years of Experience
              Experience
              5-7 Years
              Experience Level
              Level
              Executive
              Education
              Education
              MS

              KYC Analyst Resume

              Objective : Over 10+ years of Compliance, KYC Analyst/ KYC Validation Analyst and Due Diligence Investigation experience Performed KYC Due diligence/ AML/CDD/EDD/ Compliance on customer accounts Investigated Clients using World check and Nordcom databases Extensive investigative research and due diligence on customer and entities, using LexisNexis, OFAC, Accurint, and Metavante websites Highly knowledgeable in Microsoft Word, Excel, Outlook, PowerPoint, Westlaw, Swift Alliance, legal research and writing skills, Shepherdizing, Watch list.

              Skills : MS Office, Customer Service, Multitasking.

              Description :

                1. Performed KYC Due diligence/ EDD/CDD/Compliance on customer accounts/Client onboarding Accounts- Monitored customer accounts via internal database.
                2. Updated mandate forms, proof of ownership documents, change of directors Verified Companies using Hoovers, NYSE, Department of State and other pertinent databases Performed updates on High/low/medium risks customer accounts.
                3. Escalated account is Pep found or other Negative Media Reports.
                4. Investigated Clients using World check and Norodom databases.
                5. Verified accuracy of SOW (source of wealth).
                6. Obtained updated documents from RM for client accounts.
                7. Performed enhanced and specialized due diligence reviews on high risk business banking clients.
              Years of Experience
              Experience
              0-2 Years
              Experience Level
              Level
              Entry Level
              Education
              Education
              MS