Regulatory Business Analyst Resume Samples

As a Regulatory Business Analyst, the professional is responsible for ensuring that the business adheres to regulatory requirements and standards. While the duties vary from setting to setting, the following are certain core duties identified on the Regulatory Business Analyst Resume – analyzing and interpreting regulatory guidelines, assessing the impact on business processes, collaborating with cross-functional teams to implement compliance measures; conducting risk assessments, identifying gaps in compliance, and contributing to the development of strategies to address regulatory challenges.

To work in this capacity, the following skills and abilities are needed – the ability to translate regulatory requirements, strong analytical skills, attention to detail, a solid understanding of the regulatory framework, excellent communication skills, and the ability to effectively liaison between legal, compliance, and business teams; and analytical tools skills. Education for this role includes a bachelor’s degree in finance, business, or law. Relevant certifications or coursework in regulatory affairs may enhance qualifications.

Regulatory Business Analyst Resume example

Regulatory Business Analyst Resume

Summary : As a Regulatory Business Analyst, analyzed regulatory requirements and business processes, conducted gap analysis, developing compliance strategies, and implementing solutions to ensure regulatory compliance and business efficiency.

Skills : Regulatory Knowledge, Analytical Skills.

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Description :

  1. Responsible for conducting detailed analysis of regulatory requirements and their impact on business processes and systems.
  2. Responsible for collaborating with stakeholders to gather and document business requirements related to regulatory compliance.
  3. Responsible for conducting a gap analysis to identify areas of non-compliance and develop strategies for achieving compliance.
  4. Responsible for developing and maintaining regulatory compliance metrics and dashboards to track progress and report to management.
  5. Responsible for assisting in the design and implementation of compliance-related solutions, such as policies, procedures, and training programs.
  6. Responsible for providing guidance and support to project teams on regulatory compliance best practices and requirements.
  7. Responsible for participating in regulatory audits and inspections, including preparation, coordination, and follow-up activities.
Years of Experience
Experience
10+ Years
Experience Level
Level
Senior
Education
Education
BBA


Regulatory Business Analyst Resume

Summary : As a Regulatory Business Analyst, conducted an in-depth analysis of regulatory requirements relevant to the business, including laws, regulations, industry standards, and best practices.

Skills : Business Process Analysis, Project Management.

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Description :

  1. Collaborated with stakeholders to understand business needs and requirements.
  2. Conducted gap analysis to identify discrepancies between current business processes and regulatory requirements. 
  3. Developed strategies and recommendations to address gaps and achieve compliance.
  4. Translated regulatory requirements into clear and actionable business requirements.
  5. Developed and implemented compliance strategies, policies, procedures, and controls to ensure adherence to regulatory requirements. 
  6. Monitored and evaluated the effectiveness of compliance strategies.
  7. Analyzed existing business processes, and identified areas where regulatory compliance may be impacted.
Years of Experience
Experience
7-10 Years
Experience Level
Level
Management
Education
Education
BBA


Regulatory Business Analyst Resume

Headline : As a Regulatory Business Analyst, analyzed data related to regulatory compliance, such as compliance metrics, trends, and performance indicators, and generated reports and dashboards to track compliance progress, and inform decision-making.

Skills : Documentation and Reporting.

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Description :

  1. Assisted in the preparation of regulatory audits and inspections. 
  2. Participated in audits and inspections, including coordination, documentation, and follow-up activities.
  3. Collaborated with IT teams and other stakeholders to design and implement compliance-related solutions, such as software applications, systems, and workflows.
  4. Provided training and education to stakeholders on regulatory compliance requirements, policies, procedures, and best practices. 
  5. Facilitated workshops and training sessions as needed.
  6. Built and maintained effective relationships with stakeholders, including business leaders, regulatory agencies, legal teams, and IT professionals. 
  7. Communicated effectively to ensure alignment and understanding of regulatory requirements and compliance efforts.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
BBA

Regulatory Business Analyst Resume

Objective : As a Regulatory Business Analyst, identified opportunities for process improvement and efficiency related to regulatory compliance, and implemented continuous improvement initiatives to enhance compliance practices and outcomes.

Skills : Attention to Detail, Communication.

Regulatory Business Analyst Resume Example
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Description :

  1. Developed plans and actively provides planning support for all programmes/ projects in BUK Regulatory Management programmes/ projects.
  2. Established the planning standards for the programme/ projects working closely with the portfolio level requirements, wider organisational ask and the programme requirements.
  3. Created a suite of planning tools, including exceptions reporting and analytics.
  4. Managed and ran the Programme controlling and monitoring of plans for all key signature programmes.
  5. Provided active support to the Portfolio and programme managers as required, and able to represent them in meetings where required.
  6. Managed plan-related risks, issues, assumptions and dependencies and works closely with management team to ensure they are actioned appropriately.
  7. Pro-actively worked with the portfolio finance team to ensure feasibility of plan delivery within budgetary constraints.
Years of Experience
Experience
2-5 Years
Experience Level
Level
Executive
Education
Education
BBA

Regulatory Business Analyst Resume

Summary : As a Regulatory Business Analyst, supported demand/capacity management tool/process for function/ programme team resources, took a hands on approach to ensure governance, financial and resource management.

Skills : Problem-Solving, Collaboration, Adaptability.

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Description :

  1. Developed with the vendors to maximise the value for the function and smooth running of the relationship working closely with the teams as required.
  2. Proactively worked with the AE, Portfolio Managers, PMs, and PMOs to mitigate the non-delivery risks.
  3. Supported implementation and assurance of change governance standards in the BUK Regulatory Management function and the assigned programs/ projects (Group Change Governance Framework, BUK Regulatory Management methodology, and mandated Change Methods and Tools).
  4. Supported the annual planning, shaping, and monitoring of the programs and Supported consolidation, generation, and quality assurance of portfolio status reporting and KPIs to required audiences and forums.
  5. Reviewed and interrogated adherence to Barclays UK enterprise risk framework and other standards.
  6. Worked for or closely with an IT, Transformation, or Change department.
  7. Undertook strategic options and assessments work to develop responses and options to respond to regulatory change, in collaboration with Business stakeholders.
Years of Experience
Experience
10+ Years
Experience Level
Level
Senior
Education
Education
BBA

Regulatory Business Analyst Resume

Objective : As a Regulatory Business Analyst, supported the RTB processing team in terms of analytical and technical support, service management, process implementation, transition and change management, executed of strategic projects utilizing established governance frameworks.

Skills : Training and education, Problem-solving and decision-making.

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Description :

  1. Worked as part of business analyst team for group to develop best practice procedures across all projects.
  2. Assisted in development and implementation of test strategies and UAT cycles.
  3. Collaborated with functional partners and stakeholders, manage and facilitate the prioritization of work slate.
  4. Reviewed and analyzed draft regulations as they evolve (MiFID II, Basel III) in parallel to project execution.
  5. Kept pace with technical innovation and market driven initiatives.
  6. Established and managed metrics and management reporting processes.
  7. Identified, recommended and worked with other areas of the firm to automate and streamline functions to improve operational efficiencies of compliance systems.
Years of Experience
Experience
2-5 Years
Experience Level
Level
Executive
Education
Education
Bachelor's degree in Finance

Regulatory Business Analyst Resume

Headline : As a Regulatory Business Analyst, undertook strategic options and assessments work to develop responses and options to respond to regulatory change.

Skills : Stakeholder management, Communication.

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Description :

  1. Exposured to working with geographically distributed teams both the project team and stakeholder groups.
  2. Worked with and communicated with senior stakeholders.
  3. Developed and maintained a task-level project plan with resource assignments to track and report the status of the project in an accurate and timely manner.
  4. Constructively challenged the status quo and promoted change to improve operational efficiency and global standardization of processes.
  5. Communicated progress and plans to the business and effectively managed their expectations.
  6. Assisted in defining the scope and impact of projects, and effectively communicated results to stakeholders and management.
  7. Provided business analysis expertise for one or more projects.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
Bachelor's degree in Finance

Regulatory Business Analyst Resume

Headline : As a Regulatory Business Analyst, Coordinated and facilitated integration meetings among key project personnel and ensured a proper framework for issue resolution and risk mitigation was developed and utilized.

Skills : Regulatory audits and inspections, Policy and procedure development.

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Description :

  1. Provided regular, thorough, quality status reporting on projects.
  2. Proactively identified and communicated issues and risks related to the project.
  3. Facilitated cross-organizational communication.
  4. Led all aspects of business analysis, from requirements gathering to post-project benefits review.
  5. Participated in multiple projects that span regions, geographies, continents, and time zones.
  6. Focused the goals of projects and analysis to ensure conformance to requirements and appropriateness of the delivered product/solution.
  7. Experienced in analyzing and manipulating large volumes of data to identify anomalies.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
Bachelor's degree in Finance

Regulatory Business Analyst Resume

Headline : As a Regulatory Business Analyst, prepared structured PowerPoint presentations, and conducted traceability mapping and requirements analysis between regulations, rules, requirements, and solutions to provide an auditable view of how CB is complying with the regulations.

Skills : Project management and coordination, Data analysis and reporting.

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Description :

  1. Supported User Acceptance Testing.
  2. Interfaced with multiple stakeholders across legal, compliance, and technology to develop appropriate requirements, processes, and solutions.
  3. Worked with stakeholders in ensuring the needed level of research is completed to accurately define the solution benefits and risks.
  4. Analysed and Documented Business and Functional requirements including modeling and model-storming techniques to ensure completeness.
  5. Worked with the development team to convert business and functional requirements to technical specifications.
  6. Escalated appropriately to management and/or business and technical sponsors.
  7. Worked to tight deadlines and provided regular progress updates against agreed milestones.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
BBA

Regulatory Business Analyst Resume

Headline : As a Regulatory Business Analyst, established and Tracked Project Plans to ensure integration with wider program leads, and worked with technical teams, business users, and support teams to define transition requirements for the implementation phase of projects.

Skills : Business process analysis and improvement, Gap analysis and requirements gathering.

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Description :

  1. Worked with key business stakeholders across FX, EFX Prime, and other application groups for requirements gathering and analysis for the implementation of all Financial Regulation deliverables.
  2. Conducted traceability mapping and requirements analysis between regulations, rules, requirements, and solutions to provide an auditable view of how PCB is complying with the regulations.
  3. Designed changes to existing operating models and processes to ensure regulatory change requirements are incorporated whilst ensuring end-to-end PCB processes are optimized.
  4. Supported implementation and execution of re-designed/ engineered processes to BAU to ensure regulatory change requirements are embedded in PCB.
  5. Analyzed the current business model and regulatory-driven business requirements.
  6. Employed structured analysis techniques such as Use Cases, and decision tables to ensure completeness, clarity, and non-ambiguity of requirements.
  7. Used tools such as Access and Excel to manage and manipulate large volumes of data.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
BBA