Regulatory Compliance Specialist Resume Samples

A Regulatory Compliance Specialist will ensure that the company and the employees comply with the relevant regulations and standards. A well-drafted Regulatory Compliance Specialist Resume identifies the following duties and responsibilities – reviewing the company’s practices and ensuring that the pertinent regulations are followed; conducting audits and reviewing documentation and other records, interviewing employees and executives, resolving compliance issues, creating plans to implement changes if needed, and staying updated with latest regulatory measures and procedures relevant to the industry niche.

Even though the job description varies based on the organization type, the following skills are crucial for the job – being adept at knowing and implementing pertinent regulatory measures, proficiency in dealing with businesses and employees in a professional way, detailed knowledge of regulations, and strong auditing skills. While small companies ask only for a bachelor’s degree, larger or commercial companies want more education and experience.

Regulatory Compliance Specialist Resume example

Regulatory Compliance Specialist Resume

Objective : A challenging and rewarding career opportunity where proven experience in telecommunications support and analysis will add value to an organization's overall success.

Skills : Ms Excel, Ms Access.

Description :

    1. Prepared and electronically filed government applications as well as other supporting documentation concerning tower erection.
    2. Reviewed permits and other documents to track compliance with company policy.
    3. Researched compliance inquiries as required, including analysis of due diligence documentation, and in response to any alleged site violations.
    4. Provided guidance and training to different internal personnel regarding cell site regulatory compliance on an ongoing basis.
    5. Developed proficiency in interpreting, communicating and implementing FAA, FCC, Environmental Site Assessments.
    6. Managed the AM Study compliance processes to minimize any potential radio wave interference.
    7. Developed and maintained relationships with other regulatory compliance personnel representing telecom carriers.
Years of Experience
Experience
2-5 Years
Experience Level
Level
Junior
Education
Education
M.S


Regulatory Compliance Specialist I Resume

Objective : Continuous self-discoverer with a keen ability to adapt to new situations and professional settings. Awareness of essential connections for effective problem solving and decision making.

Skills : Financial Analysis, Data Analysis, Statistics, Process Improvement.

Description :

    1. Serve as primary liaison with regulatory agencies such as Texas Railroad Commission, BLM, and Louisiana Conservation Department.
    2. Conduct continuous research and stay abreast of ever-changing oil and gas industry regulations and specifications.
    3. Update project status in SAP and assist with production accounting requirements.
    4. Notable Achievements: Maintained service level to 98% (i.e., ensured the reach of different wells and fields for services provided).
    5. Updated backlog and attained 100% regulatory compliance for Louisiana and Texas operations.
    6. Created and instituted template for usage by all regions reporting on production estimates and was accepted as the corporate standard for all field operations.
    7. Worked with the Procurement Manager and devised/instituted a hierarchy approval process for P.O.'s centralized at the corporate office.
Years of Experience
Experience
2-5 Years
Experience Level
Level
Junior
Education
Education
BS


Jr. Regulatory Compliance Specialist Resume

Objective : Efficient, driven, young environmental professional with experience in the oil and gas industry. Goal oriented, organized and self-motivated. Work very well in a team atmosphere or individually.

Skills : CPR Training, Quality Assurance, Environmental Compliance.

Description :

    1. Managed oil and gas wells in Oklahoma, Texas, and Alabama to ensure compliance with federal and state agencies' regulations.
    2. Responded to, remediated, and closed out produced water and oil spills and natural gas leaks to restore the environment to its natural state.
    3. Handled erosion and sedimentation control.
    4. Researched & implemented different types of soil bioremediation techniques to restore the environment to natural conditions and reduce the cost of remediation.
    5. Investigated numerous laboratories' methods and prices to ensure soil sampling was handled by proven professionals at the most competitive cost.
    6. Utilized both Photoionization Detector and Soil EC Probe instruments to monitor spill remediation progress, eliminating the cost.
    7. Managed erosion and sedimentation control on wells in Alabama, maintaining the good pad to avoid AOGB citations.
Years of Experience
Experience
2-5 Years
Experience Level
Level
Junior
Education
Education
BS

Regulatory Compliance Specialist/Executive Resume

Objective : Over 20 years experience in the investment and insurance industry. Proven ability to manage and coordinate various corporate cross functional responsibilities within the insurance and investment.

Skills : Microsoft Office, SAP, Siterra, FileNet, SQL Assistant/Miner.

Description :

    1. Regulatory and Legislative Compliance Monitoring, Analysis and Reporting.
    2. Performed complex compliance research and regulatory analysis in order to monitor regulations and support business operations.
    3. Assessed compliance of underwriting rules, guidelines, procedures, and programs.
    4. Managed projects that were complex and required significant expertise in insurance and compliance.
    5. Responsible for the management and oversight of the company's record retention program.
    6. Received zero findings in Market Conduct Examinations.
    7. Coordinated cross-functional efforts among various departments and staff to facilitate compliance with laws, regulations.
    8. Organized and coordinated the corporate compliance work plan to implement or improve business processes.
Years of Experience
Experience
2-5 Years
Experience Level
Level
Junior
Education
Education
BA

Regulatory Compliance Specialist/Analyst Resume

Objective : Served as Lead Consultant for an FDA Warning Letter Remediation project. Chosen as a Quality Leader out of 30 candidates to be Lead on several Daily Volume Service and Repair projects.

Skills : Medical Device Industry, Pharmaceutical Industry Device.

Description :

    1. Accountable for remediating and investigating a high volume of complaints.
    2. Collects information related to the quality and function of medical devices to conclude reportability.
    3. In charge of reviewing and approving files to ensure compliance prior to closure.
    4. Support and perform global and domestic Post Market Surveillance (PMS) Reviews per product type.
    5. Utilizes Medical Device Reporting (MDR) Decision Tree to make informed determinations regarding reportable versus non-reportable complaints.
    6. Accrues all pertinent data in order to generate and submit Medical Device Report(s) (MDR's) per FDA requirements.
    7. Peer Reviews and submits Medical Device Reports pertaining to malfunctions, adverse events, serious injuries, and death reports.
Years of Experience
Experience
2-5 Years
Experience Level
Level
Junior
Education
Education
Business Administration

Regulatory Compliance Specialist III Resume

Summary : A results-driven, dedicated, Export Compliance Specialist. In depth knowledge of NAFTA/ ITAR and US Export Regulations. Updated on current US Export Regulations and Laws.

Skills : Microsoft Project, Microsoft Access.

Description :

    1. Investigate license requirements for the export of equipment, software, systems, and technology.
    2. Updates internal procedures based on regulatory changes.
    3. Created and maintained continuous training and awareness on export compliance to customers that include the President and Leadership Team.
    4. Developed, monitors and directs a compliance training program.
    5. Developed and updates product matrices with export classification commodity numbers (ECCN) and schedule numbers for commodities.
    6. Together with the legal department consults Bureau of Export Administration to interpret government regulations.
    7. Maintain a working knowledge of applicable laws and regulations including those of the Bureau of Export Administration.
Years of Experience
Experience
10+ Years
Experience Level
Level
Senior
Education
Education
Business Administration

Regulatory Compliance Specialist II Resume

Headline : Expertise in New York City housing laws, including Rent Stabilization and Rent Control Thorough knowledge of real estate benefit programs for including Senior Citizen Rent Exemptions.

Skills : AutoCAD, Misrosoft Office, GIS.

Description :

    1. Recruited and hired by META based on validation audit successes at a previous employer.
    2. Performed as a consultant on major Department of Defense and Army contracts.
    3. Led validation and implementation of software applications for use within client organizations.
    4. Planned, conducted, reported on, and followed up on observations during regulatory compliance audits and inspections.
    5. Determined compliance and risk of non-conformance with FDA regulations.
    6. Directed remediation efforts within major pharmaceutical and other GxP-regulated organizations.
    7. Crafted marketing materials and plans, targeting new business opportunities within the industry; sought out and fostered new client relationships.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
BA

Sr. Regulatory Compliance Specialist Resume

Summary : Interested in work processes that demands observational and Analytical ability. Moving information, products or ideas to the end user.

Skills : MS Office Applications, Power point, Data Analysis.

Description :

    1. Ensuring Product DOT, DEA, and FDA compliance for distribution in the International market place.
    2. The appropriates required markings on packaging and vehicles.
    3. Answer field questions as requested for clarifications Train new warehouse employees on transportation rules and regulations.
    4. Implementing new regulations that affect company business whenever they are passed.
    5. Interacting with other agencies about compliance issues. Skills Used The skills 
    6. Demonstrated in this job, are People skills, interpersonal positive communication, Motivational skills, relating with employees.
    7. Negotiating skills needed when dealing with clients.
Years of Experience
Experience
10+ Years
Experience Level
Level
Senior
Education
Education
Master's Education

Lead Regulatory Compliance Specialist Resume

Headline : Results-driven logistics professional with a strong background and a proven track record of exceeding all objectives set before me. Strong general management qualifications in strategic planning.

Skills : Technical Skills, MS-Excel.

Description :

    1. Sourced and established new vendors to manufacture products and packaging supplies.
    2. Negotiated costs with vendors on finished goods and rework needs.
    3. Communicated with new and existing vendors on the specifications for requested products to be manufactured.
    4. Worked directly with Product Development and the testing lab to ensure that all product specifications were met or exceeded.
    5. Performed monthly quality inspections of manufacturing and packaging vendor's productivity and cost of goods.
    6. Reversed charge back's based on previous negotiations between our customers and our vendors.
    7. Placing and evaluating orders based on the ERP/MRP system Peoplesoft.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
Management

Associate Regulatory Compliance Specialist Resume

Summary : Seeking for an opportunity in the Service Industry to utilize client support experience in finance, healthcare, hospitality, and general business environment.

Skills : Communication Skills, MS-Office, Hard Working.

Description :

    1. Identify and resolve issues, and work interactively with QC, and manufacturing to make corrections.
    2. Receive and track all Standards Submissions and log book for references in order to be approved.
    3. Proof reading in all art work in order to review all ingredients listed for completeness, spelling, content, colors, font size, logos, and correct symbols.
    4. First Production/First Run samples are distributed to the applicable departments in order to be approved.
    5. Package Component Specs/ECNs/PBOMs updates saved to QC Drive.
    6. Issue QARs and maintain QAR spread sheets to QC Drive.
    7. Oversee Deviation Reports and spread sheet, and assist in Regulatory projects.
Years of Experience
Experience
7-10 Years
Experience Level
Level
Management
Education
Education
MBA

Regulatory Compliance Specialist Resume

Summary : Administrative support professional offering versatile office management skills and proficiency in Microsoft Office programs. Readily adapts to change, works thoroughly under stressful.

Skills : MS Office, Microsoft Office, Oil & Gas Industry.

Description :

    1. Inform teams of changes or potential new state regulations.
    2. Work closely with engineers to maintain regulatory compliance. Help prepared field team for the Co2 flood project.
    3. Responsible for all Railroad Commission filings related to EOR H-12 severance tax application, H-12A & H-13 positive production response.
    4. Prepared W-3C surface equipment removal for inactive, wells for P-5 operators organization report.
    5. Handled all permits, new drills, completions, plugging, and injection applications in multiple fields.
    6. Coordinated with surveyor and in-house map technicians.
    7. Coordinated training materials and presentations for internal and external use.
Years of Experience
Experience
7-10 Years
Experience Level
Level
Management
Education
Education
AAS