Regulatory Reporting Manager Resume Samples

Regulatory Reporting Managers are professionals who are hired to oversee the preparation and submission of regulatory reports required by government authorities and industry regulators. A Successful Regulatory Reporting Manager Resume must denote the following duties – developing and implementing reporting strategies, ensuring accuracy and timeliness in submission, staying informed about changes in regulatory reporting requirements, and collaborating with internal teams, including finance, compliance, and legal departments, to gather and validate data, assess the impact of regulatory changes, and maintain documentation in compliance with applicable regulations.

It is commonplace for job applicants to denote a bachelor’s or master’s degree in finance, accounting, or business on the job resumes. Professional certification is always recommended. The nature of the job demands the following skillset – the ability to convey complex regulatory concepts to internal stakeholders, analytical tools skills, knowledge of financial regulations, proficiency in reporting software, and staying updated on changes in regulatory reporting requirements, and accounting standards.

Regulatory Reporting Manager Resume example

Regulatory Reporting Manager Resume

Summary : As a Regulatory Reporting Manager, worked in conjunction with direct manager to supervise teams work and performance, posted management and other stakeholders to maintain expectation and effective working relationships.

Skills : Regulatory knowledge, Analytical skills.

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Description :

  1. Managed processes and actively encourage an environment of continuous improvement.
  2. Managed and developed a team of finance professionals / accountants.
  3. Worked is performed in a normal office environment with majority of day spent sitting and moving around the department.
  4. Delivered leverage ratio reduction initiatives.
  5. Worked with the change function to drive improvements and infrastructure change.
  6. Developed and coached the team through goal setting, regular one to ones, annual and semi-annual performance reviews.
  7. Worked closely with other relevant operational peers to ensure that process risks are minimised.
Years of Experience
Experience
10+ Years
Experience Level
Level
Senior
Education
Education
Bachelor's degree in Finance


Regulatory Reporting Manager Resume

Summary : As a Regulatory Reporting Manager, identified opportunities for efficiencies and drive new developments and enhancements forward for the team, led on projects and process improvements and the resultant training.

Skills : Attention to detail, Communication.

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Description :

  1. Developed strong, pro-active relationships with all internal and external stakeholders.
  2. Ensured that offshore and onshore teams are trained to a high standard and are kept up to date with regulatory changes.
  3. Ensured feedback is given to the offshore team, in the form of calls/issue logs, to help keep accuracy levels high and quickly resolve issues.
  4. Assisted in reviewing and improving the performance of team members.
  5. Developed enhancements to existing financial/regulatory reporting processes.
  6. Responded to internal/external inquiries regarding financial data reported or filed. 
  7. Provided lead guidance to other staff members.
Years of Experience
Experience
7-10 Years
Experience Level
Level
Management
Education
Education
Bachelor's degree in Finance


Regulatory Reporting Manager Resume

Headline : As a Regulatory Reporting Manager, managed and trained Financial Reporting Administrators on all aspects of the financial statement production, reported organization's finances to management, and offers suggestions about resource utilization, tax strategies, and assumptions underlying budget forecasts.

Skills : Problem-solving, Project management.

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Description :

  1. Recommended procedural changes to address problems and to ensure accuracy, completeness and timeliness of reporting.
  2. Reviewed Form PF filing for Clients.
  3. Created and managed detailed project plans including managing interdependencies.
  4. Organized and presented data in a meaningful way, including analysing and summarizing detailed information from various sources.
  5. Managed resourcing in the team to ensure daily filing responsibilities are carried out accurately and in a timely manner including but not exclusively.
  6. Experienced in identifying and submitting large shareholder notifications would be a distinct advantage.
  7. Worked in the financial services sector within an Operations area.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
Bachelor's degree in Finance

Regulatory Reporting Manager Resume

Objective : As a Regulatory Reporting Manager, experienced in general management and leadership, prepared Audited Financial Statements, CPO PQR filings, 10Q/10K filings and other regulatory reporting by internal and regulatory deadlines.

Skills : Technical proficiency, Risk assessment, Time management.

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Description :

  1. Reviewed the previous period’s final reporting/filings and rolls forward the final figures.
  2. Adjusted current period’s Trial Balance for any appropriate top side entries.
  3. Prepared data from the portfolio and partnership accounting systems needed for the support and preparation of the reporting/filings.
  4. Prepared and reviewed footnotes.
  5. Reviewed the reporting/filings prepared by fund administrators.
  6. Worked directly with the auditor to make any necessary adjustments to finalize the reporting/filings.
  7. Maintained supporting documentation and work papers.
Years of Experience
Experience
2-5 Years
Experience Level
Level
Executive
Education
Education
Bachelor's degree in Finance

Regulatory Reporting Manager Resume

Summary : As a Regulatory Reporting Manager, created, maintained, and generated ad hoc reporting as necessary, participated in preparing, compiling, proofing and quality controlling the banks SEC filings, including 10-Qs, 10-Ks, and earnings releases, in an accurate and timely manner in compliance with U.S. GAAP, SEC and other regulations.

Skills : Regulatory Knowledge, Compliance Management.

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Description :

  1. Compiled the bank’s regulatory Call Reports and ensure consistency with other financial statements.
  2. Project managed the quarterly and annual reporting process, including preparing, monitoring for completion, and updating the quarterly ‘Request from Information’ from internal bank departments and ‘Prepared by Client’ listings requested by external auditors.
  3. Assisted in the maintenance of XBRL detailed tags for the bank’s footnotes and financial statements. 
  4. Assisted in rolling forward the SEC filings and migrating between taxonomies and determining tags for new disclosures.
  5. Participated in bank’s business resumption planning, prepare test scripts and provide support in disaster recovery testing.
  6. Managed the regulatory reporting function of the bank and ensure the production of all reports meet the needs of the UK regulators (PRA and BoE) in a timely and accurate manner, ensure a high level of adherence to the agreed controls, processes and procedures.
  7. Managed the relationship between the team and our suppliers, managing issues as they arise and ensuring timely and accurate receipt of returns for review and submission to our regulators.
Years of Experience
Experience
10+ Years
Experience Level
Level
Senior
Education
Education
Bachelor's degree in Finance

Regulatory Reporting Manager Resume

Summary : As a Regulatory Reporting Manager, provided regular capital reports and forecasts to senior management, proactively looked at emerging trends / changes in legislation and assessing the impact of these on capital and reporting requirements.

Skills : Reporting Expertise, Data Analysis.

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Description :

  1. Supported the intention for the bank to move from Standardised to an IRB approach for calculating risk-weighted assets and capital requirements.
  2. Oversaw regulatory filings by performing detailed reviews of regulatory filings, while applying a high degree of professional skepticism, and ensuring compliance with statutory regulations.
  3. Presented quarterly and annual financial results to health plan CEO, CFO and audit committees.
  4. Worked with regulatory representatives to complete accurate filings and maintain compliance.
  5. Researched, documented and solved various accounting questions with minimal supervision.
  6. Worked with management team to improve workflows and eliminate unnecessary tasks.
  7. Performed detailed reviews of balance sheet and income statement statutory analytics, forecasts, capital planning, and executive review packages.
Years of Experience
Experience
7-10 Years
Experience Level
Level
Management
Education
Education
Bachelor's degree in Finance

Regulatory Reporting Manager Resume

Objective : As a Regulatory Reporting Manager, responsible for collaborating with leadership and corporate governance on an initiative to align regulated entity audit committees by line of business, which reduced the number of audit committees and representatives required to be present, responsible for implementing an initiative across 80+ regulated entities to reduce workflow bottlenecks by aligning key deliverables and milestones to reduce preparation and review time and improve efficiency.

Skills : Communication Skills, Project Management.

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Description :

  1. Responsible for establishing robust risk mitigation strategies to safeguard against potential operational challenges or disruptions.
  2. Responsible for reducing waste and pursued revenue development strategies to keep department aligned with sales and profit targets.
  3. Responsible for evaluating employee performance and conveyed constructive feedback to improve skills.
  4. Responsible for leveraging data and analytics to make informed decisions and drive business improvements.
  5. Responsible for streamlining workflows by identifying bottlenecks in existing systems and proactively addressing these challenges through appropriate solutions implementation.
  6. Responsible for maximizing performance by monitoring daily activities and mentoring team members.
  7. Responsible for implementing innovative marketing campaigns that boosted brand awareness and generated significant sales leads.
Years of Experience
Experience
2-5 Years
Experience Level
Level
Executive
Education
Education
Bachelor's degree in Finance

Regulatory Reporting Manager Resume

Objective : As a Regulatory Reporting Manager, worked with independent external auditors to address legal entity audit matters and complete external auditor request, managed three direct reports by holding biweekly meetings, actively participating in common review, providing mentorship, and being an advocate for career growth.

Skills : Risk Management, Team Leadership.

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Description :

  1. Responsible for accomplishing multiple tasks within established timeframes.
  2. Responsible for identifying and communicating customer needs to supply chain capacity and quality teams.
  3. Responsible for monitoring and analyzing business performance to identify areas of improvement and make necessary adjustments.
  4. Responsible for cross-training existing employees to maximize team agility and performance.
  5. Responsible for setting aggressive targets for employees to drive company success and strengthen motivation.
  6. Responsible for streamlining and monitoring quality programs to alleviate overdue compliance activities.
  7. Responsible for launching quality assurance practices for each phase of development
Years of Experience
Experience
2-5 Years
Experience Level
Level
Executive
Education
Education
Bachelor's degree in Finance

Regulatory Reporting Manager Resume

Headline : As a Regulatory Reporting Manager, actived member of the Early Career Program, which includes interviewing intern and new hire candidates and leading the welcome and graduation events for the summer internship program. Responsible for using industry expertise, customer service skills and analytical nature to resolve customer concerns and promote loyalty.

Skills : Technology Proficiency, Continuous Learning.

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Description :

  1. Responsible for maintaining professional demeanor by staying calm when addressing unhappy or angry customers.
  2. Responsible for controlling costs to keep business operating within budget and increase profits.
  3. Responsible for facilitating successful cross-functional collaborations for the completion of key projects, fostering strong working relationships among team members.
  4. Responsible for managing budgets and allocating resources to maximize productivity and profitability.
  5. Responsible for controlling resources and assets for department activities to comply with industry standards and government regulations.
  6. Responsible for developing detailed plans based on broad guidance and direction.
  7. Responsible for cultivating partnerships with external stakeholders to maximize business opportunities and extend network reach within the industry sector.
Years of Experience
Experience
5-7 Years
Experience Level
Level
Executive
Education
Education
Bachelor's degree in Finance

Regulatory Reporting Manager Resume

Objective : As a Regulatory Reporting Manager, responsible for developing a strong company culture focused on employee engagement, collaboration, and continuous learning opportunities, responsible for achieving departmental goals by developing and executing strategic plans and performance metrics.

Skills : Organizational Skills, Team Work, Time Management.

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Description :

  1. Responsible for training personnel in equipment maintenance and enforced participation in exercises focused on developing key skills.
  2. Responsible for establishing team priorities, maintained schedules and monitored performance.
  3. Responsible for ensuring compliance with industry regulations and legal requirements by implementing comprehensive policies and training programs for staff members.
  4. Responsible for improving staffing during busy periods by creating employee schedules and monitoring call-outs.
  5. Responsible for planning, creating, testing and deploying system life cycle methodology to produce high quality systems to meet and exceed customer expectations.
  6. Responsible for leading change management initiatives to drive organizational transformation without compromising employee morale or productivity levels.
  7. Responsible for improving safety procedures to create safe working conditions for workers.
Years of Experience
Experience
2-5 Years
Experience Level
Level
Executive
Education
Education
Bachelor's degree in Finance